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(#139) JOINT MOTION FOR STAY DEFENDANTS' JOINT MOTION FOR STAY OF DISCOVERY PENDING SETTLEMENT APPROVAL. FILED BY REMY BERNARDA, RYAN M. DUNLAP, GALENA BIOPHARMA, INC., MARK W. SCHWARTZ.ASSOCIATED CASES: 3:14-CV-00367-SI, 3:14-CV-00389-SI, 3:14-CV-00410-SI, 3:14-CV-00435-SI, 3:14-CV-00558-SI (ROSENBAUM, LOIS) (ENTERED: 12/07/2015)

(#138) NOTICE OF SETTLEMENT NOTICE OF PARTIAL SETTLEMENT FILED BY JOSEPH BUSCEMA, KISUK CHO, ANTHONY KIM, PANTELIS LAVIDAS, ALAN THERIAULTASSOCIATED CASES: 3:14-CV-00367-SI, 3:14-CV-00389-SI, 3:14-CV-00410-SI, 3:14-CV-00435-SI, 3:14-CV-00558-SI (KIM, PHILLP) (ENTERED: 12/07/2015)

(#65) FINAL ORDER. IT APPEARING TO THIS COURT THAT ALL MATTERS OF CONTROVERSY HAVE BEEN FULLY RESOLVED AND COMPROMISED, IT IS HEREBY ORDERED THAT THIS ACTION IS DISMISSED WITH PREJUDICE, EACH PARTY TO BEAR ITS OWN COSTS AND ATTORNEY'S FEES. THE COURT, HOWEVER, SHALL RETAIN JURISDICTION FOR THE SOLE PURPOSE OF ENFORCING THE TERMS OF THE SETTLEMENT AGREEMENT, IF NECESSARY. IT IS SO ORDERED. SIGNED BY DISTRICT JUDGE HENRY E. HUDSON ON 3/27/2015. (SBEA, ) (ENTERED: 03/27/2015)

(#64) STIPULATION OF DISMISSAL BY MICHELE L. TIEFFERT. (NASH, CASEY) (ENTERED: 03/26/2015)

(#54) FINAL JUDGMENT BY THE CLERK ON 9/18/15. ORDERED: JUDGMENT IS HEREBY ENTERED IN FAVOR OF DEFENDANTS AND AGAINST PLAINTIFFS. ORDERED: DEFENDANTS ARE AWARDED THEIR COSTS, TO BE TAXED BY THE CLERK OF THE COURT PURSUANT TO FED. R. CIV. P. 54(D)(1) AND D.C.COLO.LCIVR 54.1. (KPREU) (ENTERED: 09/18/2015)

(#53) ORDER BY JUDGE PHILIP A. BRIMMER ON 9/17/15. ORDERED THAT THE OFFICER DEFENDANTS' MOTION TO DISMISS 26 AND THE MANAGER DEFENDANTS' MOTION TO DISMISS 27 ARE GRANTED. IT IS FURTHER ORDERED THAT PLAINTIFFS' SECURITIES FRAUD CLAIMS ARE DISMISSED WITH PREJUDICE. IT IS FURTHER ORDERED THAT PLAINTIFFS' STATE LAW CLAIMS ARE DISMISSED WITHOUT PREJUDICE. ITIS FURTHER ORDERED THAT THE MOTION TO STRIKE JURY DEMAND AND ALLEGATIONS IN COMPLAINT 28 IS DENIED AS MOOT. IT IS FURTHER ORDERED THAT THIS CASE IS DISMISSED IN ITS ENTIRETY.(KPREU) (ENTERED: 09/17/2015)

(#39) RECEIPT OF CASE REMANDED TO LOS ANGELES SUPERIOR COURT RECEIVED ON 8/25/2014 BY A HENDRICKSON (SHB) (ENTERED: 09/12/2014)

(#38) MINUTES (IN CHAMBERS): ORDER RE PLAINTIFF'S MOTION TO REMAND 28 BY JUDGE GEORGE H. KING. BASED ON THE FOREGOING, WE GRANT PLAINTIFF'S MOTION. THIS ACTION IS HEREBY REMANDED TO STATE COURT. THE CLERK SHALL EFFECT SUCH REMAND FORTHWITH. IT IS SO ORDERED. CASE REMANDED TO STATE COURT CASE REMANDED TO BC541426. MD JS-6. CASE TERMINATED. (ATTACHMENTS: # 1 CV 103) (LOM) MODIFIED ON 8/21/2014 (LOM). (MAILED 8/21/14) (ENTERED: 08/21/2014)

(#138) ORDER AGREED DOCKET CONTROL ORDERANTICIPATED LENGTH OF TRIAL: 21 DAYS JURY: X NON-JURY:THE DISPOSITION OF THIS CASE WILL BE CONTROLLED BY THE FOLLOWING SCHEDULE:1. (A) NEW PARTIES SHALL BE JOINED BY:(THE ATTORNEY CAUSING THE ADDITION OF NEW PARTIES MUSTPROVIDE COPIES OF THIS ORDER TO NEW PARTIES).(B) AMENDMENTS TO PLEADINGS BY PLAINTIFF OR COUNTER-PLAINTIFF SHALL BE FILED BY:(ABSENT PARTIES AGREEMENT OR COURT APPROVAL, ANSWERSMAY NOT BE AMENDED MORE THAN 21 DAYS AFTER THIS DATE.ANSWERS TO AMENDED CLAIMS AND COUNTERCLAIMS ARE DUE21 DAYS AFTER AMENDED CLAIMS OR COUNTERCLAIMS ARE FILED).JANUARY 16, 2017JANUARY 30, 20172. COBALT DEFENDANTS WILL SUBSTANTIALLY COMPLETE (I.E. USE BEST EFFORTS IN GOOD FAITH TO COMPLETE) PRODUCTION OF DOCUMENTS IN RESPONSE TO PLAINTIFFS FIRST REQUEST FOR PRODUCTION (SUBJECT TO AND WITHOUT WAIVING OBJECTIONS/PRIVILEGE ASSERTIONS MADE TO PLAINTIFFS FIRST REQUEST FOR PRODUCTION); DOCUMENTS WILL BE PRODUCED ON A ROLLING BASIS; TO THE EXTENT ADDITIONAL RESPONSIVE DOCUMENTS ARE LOCATED AFTER THE DEADLINE, THEY WILL BE PRODUCED PROMPTLY.MAY 27, 201623. SIX (6) UNDERWRITER DEFENDANTS AND TWO (2) SPONSOR DEFENDANTS (ONE OF WHICH MAY BE, FOR PURPOSES OF THIS DEADLINE, THE CARLYLE GROUP, L.P.) WILL SUBSTANTIALLY COMPLETE (I.E. USE BEST EFFORTS IN GOOD FAITH TO COMPLETE) THEIR PRODUCTION OF DOCUMENTS IN RESPONSE TO PLAINTIFFS FIRST REQUEST FOR PRODUCTION (SUBJECT TO AND WITHOUT WAIVING OBJECTIONS/PRIVILEGE ASSERTIONS MADE TO PLAINTIFFS FIRST REQUEST FOR PRODUCTION); DOCUMENTS WILL BE PRODUCED ON A ROLLING BASIS; TO THE EXTENT ADDITIONAL RESPONSIVE DOCUMENTS ARE LOCATED AFTER THE DEADLINE, THEY WILL BE PRODUCED PROMPTLY.AUGUST 1, 20164. PARTIES WILL SUBMIT A REPORT ON THE STATUS OF DISCOVERY.AUGUST 2, 20165. PARTIES WILL SUBSTANTIALLY COMPLETE (I.E. USE BEST EFFORTS IN GOOD FAITH TO COMPLETE) DOCUMENT PRODUCTIONS TO OUTSTANDING DOCUMENT REQUESTS SERVED AT LEAST 45 DAYS PRIOR TO THE DATE; DOCUMENTS WILL BE PRODUCED ON A ROLLING BASIS; TO THE EXTENT ADDITIONAL RESPONSIVE DOCUMENTS ARE LOCATED AFTER THE DEADLINE, THEY WILL BE PRODUCED PROMPTLY; THE PARTIES ARE PERMITTED TO SERVE ADDITIONAL DOCUMENT REQUESTS AFTER THIS DATE SUBJECT TO ITEM NO. 9.SEPTEMBER 29, 20166. PLAINTIFFS WILL FILE THEIR CLASS CERTIFICATION MOTION.NOVEMBER 2, 20167. DEFENDANTS WILL FILE THEIR CLASS CERTIFICATION OPPOSITION.DECEMBER 9, 20168. PLAINTIFFS WILL FILE THEIR CLASS CERTIFICATION REPLY.JANUARY 16, 20179. FACT DISCOVERY MUST BE COMPLETED. WRITTEN DISCOVERY AND DOCUMENT REQUESTS ARE NOT TIMELY IF THEY ARE SERVED AT A TIME WHERE THE RECIPIENT WOULD NOT BE REQUIRED UNDER THE FEDERAL RULES OF CIVIL PROCEDURE TO RESPOND UNTIL AFTER THIS DEADLINE.MAY 25, 201710. EXPERT REPORTS DUE FOR PARTY OR PARTIES WHO BEAR THE BURDEN OF PROOF ON ISSUES.JUNE 28, 201711. EXPERT REPORTS DUE FOR PARTY OR PARTIES WHO DO NOT BEAR THE BURDEN OF PROOF ON ISSUES.AUGUST 9, 201712. REBUTTAL REPORTS BY EXISTING EXPERTS TO REPORTS BY PARTY OR PARTIES WHO BEAR THE BURDEN OF PROOF ON ISSUES.SEPTEMBER 8, 201713. EXPERT DISCOVERY CUT-OFF.OCTOBER 20, 201714. DAUBERT/SUMMARY JUDGMENT MOTIONS WILL BE FILED.NOVEMBER 15, 2017315. DAUBERT/SUMMARY JUDGMENT OPPOSITIONS WILL BE FILED (PARTIES MAY FILE THEIR OPPOSITIONS ON A ROLLING BASIS AFTER NOVEMBER 15, 2017).DECEMBER 19, 201716. DAUBERT/SUMMARY JUDGMENT REPLIES WILL BE FILED (OR FOUR (4) WEEKS FOLLOWING APPLICABLE OPPOSITION IS FILED ON A ROLLING BASIS).JANUARY 17, 201817. JOINT PRE-TRIAL ORDER WILL BE FILED (OR TWO (2) WEEKS FOLLOWING A RULING ON ALL SUMMARY JUDGMENT MOTIONS, WHICHEVER IS LATER). PLAINTIFFS ARE RESPONSIBLE FOR TIMELY FILING THE COMPLETE JOINT PRE-TRIAL ORDER.APRIL 2, 201818. MEDIATION/ADR: _____ REQUIRED; ______ STRONGLY SUGGESTED; _____ PARTIES OPTION.ADR TO BE COMPLETED BY:APRIL 17, 201819. DOCKET CALL IS HELD IN COURTROOM 9-F AT 2:30 P.M. ON THE DATE LISTED HERE. ABSENT PARTIES AGREEMENT, NO DOCUMENTS FILED WITHIN 5 DAYS BEFORE THE DOCKET CALL WILL BE CONSIDERED AS DOCKET CALL WITHOUT PRIOR PERMISSION OF THE COURT TO LATE FILE.APRIL 17, 2016WILL (SIGNED BY JUDGE NANCY F. ATLAS) PARTIES NOTIFIED.(SASHABRANNER, 4) (ENTERED: 04/19/2016)

(#137) PROPOSED ORDER DOCKET CONTROL ORDER, FILED.(ENTWISTLE, ANDREW) (ENTERED: 04/18/2016)

(#19) ORDER GRANTING 9 MOTION TO CONSOLIDATE CASES 1:14-CV-922-SS AND 1:14-CV-966-SS INTO CAUSE NO. 1:14-CV-922-SS FOR ALL PURPOSES, AND ALL FUTURE FILINGS IN THESE ACTIONS SHALL BE FILED USING THE CAPTION AND CASE NUMBER OF THE FUMIA LAWSUIT. SIGNED BY JUDGE SAM SPARKS. (KKC) (ENTERED: 11/18/2014)

(#18) ORDER GRANTING 16 MOTION FOR SARAH A. GOOD TO APPEAR PRO HAC VICE. PURSUANT TO OUR ADMINISTRATIVE POLICIES AND PROCEDURES FOR ELECTRONIC FILING, THE ATTORNEY HEREBY GRANTED TO PRACTICE PRO HAC VICE IN THIS CASE MUST REGISTER FOR ELECTRONIC FILING WITH OUR COURT WITHIN 10 DAYS OF THIS ORDER. SIGNED BY JUDGE SAM SPARKS. (KKC) (ENTERED: 11/07/2014)

(#141) ORDER FOR DISTRIBUTION OF CLASS SETTLEMENT FUNDS. (RELATED DOCUMENT: #138 ).(SIGNED BY JUDGE VANESSA D GILMORE) PARTIES NOTIFIED.(JGUAJARDO, 4) (ENTERED: 05/01/2017)

(#140) DECLARATION OF JOSEPHINE BRAVATA RE: #138 MOTION FOR DISTRIBUTION OF SETTLEMENT FUND, FILED.(KIM, PHILLIP) (ENTERED: 04/27/2017)

(#121) NOTICE OF APPEARANCE BY STEVEN JEFFREY TOLL ON BEHALF OF NYC FUNDS. FILED IN ASSOCIATED CASES: 1:15-MC-00040-AKH ET AL.(TOLL, STEVEN) (ENTERED: 08/27/2015)

(#120) NOTICE OF APPEARANCE BY JULIE GOLDSMITH REISER ON BEHALF OF NYC FUNDS. FILED IN ASSOCIATED CASES: 1:15-MC-00040-AKH ET AL.(REISER, JULIE) (ENTERED: 08/27/2015)

(#62) OFFICIAL TRANSCRIPT OF MOTION TO DISMISS THE AMENDED COMPLAINT HELD ON 03-11-15 BEFORE JUDGE RICHARD G. ANDREWS. COURT REPORTER/TRANSCRIBER LEONARD A. DIBBS. TRANSCRIPT MAY BE VIEWED AT THE COURT PUBLIC TERMINAL OR PURCHASED THROUGH THE COURT REPORTER/TRANSCRIBER BEFORE THE DEADLINE FOR RELEASE OF TRANSCRIPT RESTRICTION. AFTER THAT DATE IT MAY BE OBTAINED THROUGH PACER. REDACTION REQUEST DUE 4/6/2015. REDACTED TRANSCRIPT DEADLINE SET FOR 4/16/2015. RELEASE OF TRANSCRIPT RESTRICTION SET FOR 6/15/2015. (LAD) (ENTERED: 03/16/2015)

(#61) LETTER TO THE HONORABLE RICHARD G. ANDREWS FROM ANDREW J. ENTWISTLE AND JAMES A. HARROD REGARDING RESPONSE TO COURT'S ORDER DATED FEBRUARY 25, 2015. (ATTACHMENTS: # 1 EXHIBIT A)(FRIEDLANDER, JOEL) MODIFIED ON 3/6/2015 (NMS). (ENTERED: 03/04/2015)

(#77) NOTICE OF VOLUNTARY DISMISSAL WITHOUT PREJUDICE: PLEASE TAKE NOTICE THAT CO-LEAD PLAINTIFFS PUBLIC EMPLOYEES' RETIREMENT SYSTEM OF MISSISSIPPI ("MISSISSIPPI PERS") AND THE BERNARD T. SELZ 2008 15-YEAR CHARITABLE LEAD ANNUITY TRUST; THE BERNARD T. SELZ 2008 20-YEAR CHARITABLE LEAD ANNUITY TRUST; KARNAK PARTNERS, L.P.; AND GAM SELECTION HEDGE INVESTMENTS INC. (COLLECTIVELY, THE "SELZ FUNDS" AND, TOGETHER WITH MISSISSIPPI PERS, "CO-LEAD PLAINTIFFS"), PURSUANT TO RULE 41(A)(1) (A)(I) OF THE FEDERAL RULES OF CIVIL PROCEDURE, HEREBY VOLUNTARILY DISMISS THE ABOVE-CAPTIONED ACTION (THE "ACTION") WITHOUT PREJUDICE. NO DEFENDANT HAS SERVED AN ANSWER OR A MOTION FOR SUMMARY JUDGMENT IN THE ACTION, AND THE ACTION HAS NOT BEEN CERTIFIED AS A CLASS ACTION. DEFENDANTS DO NOT OPPOSE THIS NOTICE OF VOLUNTARY DISMISSAL WITHOUT PREJUDICE. (SIGNED BY JUDGE PAUL A. ENGELMAYER ON 5/29/2015) (KL) (ENTERED: 05/29/2015)

(#76) OPINION AND ORDER #105540. THE CLERK OF COURT IS RESPECTFULLY DIRECTED TO TERMINATE ALL PENDING MOTIONS, AND, IN LIGHT OF PLAINTIFFS' VOLUNTARY DISMISSAL OF THIS CASE WITHOUT PREJUDICE, TO CLOSE THIS CASE. (SIGNED BY JUDGE PAUL A. ENGELMAYER ON 5/29/2015) (RJM) MODIFIED ON 6/1/2015 (CA). (ENTERED: 05/29/2015)

(#45) LETTER REQUEST FOR CLARIFICATION BY IRA SHAPIRO (GREENBERG, RICHARD) (ENTERED: 02/12/2016)

(#44) NOTICE OF APPEARANCE BY CHRISTOPHER BRUNO ON BEHALF OF DARREN L. OFSINK (ATY TO BE NOTICED) (BRUNO, CHRISTOPHER) (ENTERED: 02/09/2016)

(#450) NOTICE OF CHANGE OF ADDRESS BY JOHN ANTHONY KEHOE ON BEHALF OF UNIVERSITIES SUPERANNUATION SCHEME LIMITED. NEW ADDRESS: POMERANTZ LLP, 600 THIRD AVENUE, 20TH FLOOR, NEW YORK, NY, USA 10016, 212-661-1100. (KEHOE, JOHN) (ENTERED: 02/10/2016)

(#449) BRIEF /LETTER IN SUPPORT OF AN ORDER PERMITTING DEFENDANTS TO SERVE TEN INTERROGATORIES DIRECTED TO ALL MEMBERS OF THE CLASS ACTION OTHER THAN THE CLASS REPRESENTATIVES, ETC.. DOCUMENT FILED BY PAULO JOSE ALVES, BB SECURITIES LTD., BANCA IMI S.P.A., BANCO BRADESCO BBI S.A., BANK OF CHINA (HONG KONG) LIMITED, CITIGROUP GLOBAL MARKETS INC., JOSE SERGIO GABRIELLI, THEODORE MARSHALL HELMS, ITAU BBA USA SECURITIES, INC., JP MORGAN SECURITIES LLC, DANIEL LIMA DE OLIVEIRA, MERRIL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MITSUBISHI UFJ SECURITIES (USA), INC., MORGAN STANLEY & CO. LLC, PETROBRAS AMERICA INC., PETROBRAS GLOBAL FINANCE, B.V., PETROLEO BRASILEIRO S.A.- PETROBRAS, SCOTIA CAPITAL (USA) INC., MARIA DAS GRACAS SILVA FOSTER, STANDARD CHARTERED BANK, MARCOS ANTONIO ZACARIAS. (ATTACHMENTS: # 1 EXHIBIT A)(LIMAN, LEWIS) (ENTERED: 02/08/2016)

(#84) OPINION AND ORDER #106267. FOR THE FOREGOING REASONS, DEFENDANTS' MOTION TO DISMISS IS GRANTED. PLAINTIFFS ARE GIVEN THIRTY DAYS TO FILE AN AMENDED COMPLAINT, SHOULD THEY CHOOSE TO DO SO. RE: 57 MOTION TO DISMISS THE CONSOLIDATED SECURITIES CLASS ACTION COMPLAINT FILED BY CHINA MOBILE GAMES & ENTERTAINMENT GROUP, LTD, YING SHULING, KEN JIAN XIAO, KEN FEI FU CHANG. RE: 64 MOTION TO STRIKE DOCUMENT NO. [58, 59-7, 59-8] . DOCUMENT FILED BY MIRAN SEGREGATED PORTFOLIO COMPANY MIRAN LONG SHORT EQUITY SEGREGATED PORTFOLIO. (SIGNED BY JUDGE KIMBA M. WOOD ON 3/7/2016) (RJM). MODIFIED ON 3/11/2016 (CA). (ENTERED: 03/08/2016)

(#83) NOTICE OF OF WITHDRAWAL OF COUNSEL RE: ERIC SCOTT MERIN. DOCUMENT FILED BY KEN FEI FU CHANG, CHINA MOBILE GAMES & ENTERTAINMENT GROUP, LTD, YING SHULING, KEN JIAN XIAO. (HUMANN, ADAM) (ENTERED: 01/04/2016)

(#97) JUDGMENT ENTERED IN FAVOR OF WORLD WRESTLING ENTERTAINMENT, INC, GEORGE A. BARRIOS, MICHELLE D WILSON, STEPHANIE MCMAHON LEVESQUE, VINCENT K. MCMAHON. FOR APPEAL FORMS PLEASE GO TO THE FOLLOWING WEBSITE: HTTP://WWW.CTD.USCOURTS.GOV/FORMS/ALL-FORMS/APPEALS_FORMS SIGNED BY CLERK ON 3/31/16.(FERGUSON, L.) (ENTERED: 03/31/2016)

(#96) ORDER: LEAD PLAINTIFF'S MOTION TO STRIKE CERTAIN PORTIONS OF DEFENDANTS' MOTION TO DISMISS AND THE AFFIDAVIT OF BRIAN MADDOX ATTACHED THERETO (DOC. NO. 81 ) IS HEREBY DENIED AS MOOT. THE PLAINTIFFS INDICATED THAT THE MOTION NEED ONLY BE CONSIDERED IN THE EVENT THAT THE COURT INTENDED TO (I) GRANT THE DEFENDANTS' MOTION TO DISMISS OR (II) CONSIDER THE AFFIDAVIT OF BRIAN MADDOX. ALTHOUGH THE COURT GRANTED THE MOTION TO DISMISS, IT DID NOT DID NOT RELY ON THE AFFIDAVIT OR STATEMENTS MADE IN THE DEFENDANTS' MEMORANDUM THAT WERE BASED ON THE AFFIDAVIT. IT IS SO ORDERED. SIGNED BY JUDGE ALVIN W. THOMPSON ON 3/31/2016. (CALLE, K) (ENTERED: 03/31/2016)

(#288) ORDER OF USCA (CERTIFIED COPY) AS TO (285 IN 1:14-CV-02811-JMF, 56 IN 1:14-MD-02589-JMF) CORRECTED NOTICE OF APPEAL,, FILED BY FORSTA AP-FONDEN, EMPLOYEES' RETIREMENT SYSTEM OF THE GOVERNMENT OF THE VIRGIN ISLANDS, STATE-BOSTON RETIREMENT SYSTEM, PLUMBERS AND PIPEFITTERS NATIONAL PENSION FUND, CITY OF PROVIDENCE, RHODE ISLAND. USCA CASE NUMBER 15-3057. APPELLANT FORSTA AP-FONDEN MOVES TO WITHDRAW AS AN APPELLANT FROM THIS APPEAL. IT IS HEREBY ORDERED THAT THE MOTION IS GRANTED. THE APPEAL SHALL PROCEED WITH RESPECT TO THE REMAINING PARTIES. CATHERINE O'HAGAN WOLFE, CLERK USCA FOR THE SECOND CIRCUIT. CERTIFIED: 01/08/2016. FILED IN ASSOCIATED CASES: 1:14-MD-02589-JMF, 1:14-CV-02811-JMF(ND) (ENTERED: 01/08/2016)

(#287) ORDER OF USCA (CERTIFIED COPY) AS TO (285 IN 1:14-CV-02811-JMF, 56 IN 1:14-MD-02589-JMF) CORRECTED NOTICE OF APPEAL,, FILED BY FORSTA AP-FONDEN, EMPLOYEES' RETIREMENT SYSTEM OF THE GOVERNMENT OF THE VIRGIN ISLANDS, STATE-BOSTON RETIREMENT SYSTEM, PLUMBERS AND PIPEFITTERS NATIONAL PENSION FUND, CITY OF PROVIDENCE, RHODE ISLAND. USCA CASE NUMBER 15-3057. THE PARTIES HAVE FILED A STIPULATION WITHDRAWING THIS APPEAL WITH PREJUDICE AS TO APPELLEES BARCLAYS PLC AND BARCLAYS CAPITAL INC, PURSUANT TO FRAP 42(B). THE STIPULATION HEREBY IS SO ORDERED. THE APPEAL SHALL PROCEED WITH RESPECT TO THE REMAINING APPELLEES. CATHERINE O'HAGAN WOLFE, CLERK USCA FOR THE SECOND CIRCUIT. CERTIFIED: 10/27/2015. FILED IN ASSOCIATED CASES: 1:14-MD-02589-JMF, 1:14-CV-02811-JMF(ND) (ENTERED: 10/28/2015)

(#35) CLERK'S JUDGMENT: THAT FOR THE REASONS STATED IN THE COURT'S ORDER DATED SEPTEMBER 9, 2015, THE MOTIONS OF (1) THE UNDERWRITER DEFENDANTS TO DISMISS COUNTS III AND IV OF THE SECOND AMENDED CLASS ACTION COMPLAINT [DI 87], AND (2) THE FAIRWAY DEFENDANTS AND THE STERLING DEFENDANTS MOTION TO DISMISS THE SECOND AMENDED COMPLAINT [DI 88] ARE GRANTED AS RECOMMENDED BY MAGISTRATE JUDGE ANDREW J. PECK IN A REPORT AND RECOMMENDATION DATED AUGUST 19, 2015, TO WHICH NO OBJECTIONS HAVE BEEN FILED; ACCORDINGLY, THE CONSOLIDATED CASE AND THOSE CASES CONSOLIDATED THEREIN (14-CV-1015, 14-CV-1786) ARE CLOSED. (SIGNED BY CLERK OF COURT RUBY KRAJICK ON 9/10/2015) (ATTACHMENTS: #1 NOTICE OF RIGHT TO APPEAL, #2 NOTICE OF RIGHT TO APPEAL)(DT) (ENTERED: 09/11/2015)

CONSOLIDATED MEMBER CASE: CREATE ASSOCIATION TO 1:14-CV-00950-LAK-AJP. (AJS) (ENTERED: 06/03/2014)

SET DEADLINES PER ORDER DATED 5/20/2014, FILED IN LEAD CASE 13-CV-2318, DOCUMENT #46, AMENDED COMPLAINT SHALL BE FILED ON OR BEFORE 5/31/2014 (SET COMPLIANCE DEADLINE SET FOR 5/31/2014); DEFENDANTS' MOTION TO DISMISS WILL BE FILED ON OR BEFORE 6/16/2014 (SECOND COMPLIANCE DEADLINE SET FOR 6/16/2014). (CRT,PUTCH, A) (ENTERED: 05/27/2014)

AMENDED NOTICE OF CORRECTIVE ACTION TO TRACY W HOUCK ON BEHALF OF GARY LITTRELL, WESTCHESTER PUTNAM COUNTIES HEAVY & HIGHWAY LABORERS LOCAL 60 BENEFIT FUNDS REGARDING #61 FILED IN ERROR-COUNSEL REQUESTED TO RE-FILE IN LEAD CASE-MOTION TO ENROLL AND #62 , #63 & #64 ELECTRONICALLY FILED IN WRONG CASE-MOTION FOR ADAM M. APTON, NICHOLAS I. PORRITT AND BRANDON THOMAS GRZANDZIEL TO APPEAR PRO HAC VICE. ACTION TAKEN: MODIFIED ENTRIES #62 , #63 & #64 TO REFLECT AS ELECTRONICALLY FILED IN WRONG CASE; ADMINISTRATIVE ENTRY DOCKETED IN LEAD CASE 13-CV-2318 AS DOCUMENT #31, 32 & 33. COUNSEL REMINDED THAT FROM THE POINT OF CONSOLIDATION FORWARD, ELECTRONIC FILINGS SHOULD BE SUBMITTED IN THE LEAD CASE ONLY, UNLESS ORDERED OTHERWISE. (CRT,PUTCH, A) (ENTERED: 04/21/2014)

(#96) AMENDED COMPLAINT (SECOND AMENDED) AGAINST DEFENDANT(S) ALL DEFENDANTS WITH JURY DEMAND, FILED BY PAINTERS & ALLIED TRADES DISTRICT COUNCIL NO. 35 PENSION AND ANNUITY FUNDS, BAKERS LOCAL NO. 433 PENSION FUND.(KELLER, BRADLEY) (ENTERED: 03/21/2016)

(#95) ORDER BY JUDGE BENJAMIN H. SETTLE GRANTING 94 MOTION TO AMEND. COUNSEL IS DIRECTED TO E-FILE THEIR AMENDED COMPLAINT. (TG) (ENTERED: 03/21/2016)

(#120) SUR-REPLY TO 102 & 103 MOTIONS TO DISMISS PLAINTIFFS' SECTION 12(A)(1) AND STATE-LAW CLAIMS FILED BY ALL PLAINTIFFS. (ROSCA, ALAN) MODIFIED TEXT ON 12/17/2014 (S,HR). (ENTERED: 12/16/2014)

(#119) MOTION LEAVE TO FILE SUR-REPLY TO OMNIBUS 102 & 103 MOTIONS TO DISMISS FILED BY KIRK ADUDDELL, ANTHONY O. CORSO LIVING TRUST, THOMAS BASDEKIS, JAMES P. CAMPBELL, THOMAS CHESNICK, THOMAS COLE, CHARLES C. CORSO, RENATE FREED, CHARLES GALANTI, JAMES P. CAMPBELL REVOCABLE LIVING TRUST, ROLAND D. KUSHMORE, MICHAEL MOORE, ROLAND F. AND DOLCY J. KUSHMORE REVOCABLE LIVING TRUST, STUART SPITERI, DENNIS SPITZ, RUTH STEPHENS, RUI WANG, STANLEY WEINDORF, YING ZHU-WANG. RELATED DOCUMENT(S) 117 , 118 . (ATTACHMENTS: # 1 EXHIBIT LEAD PLAINTIFFS' PROPOSED SUR-REPLY TO DEFENDANTS' OMNIBUS MOTIONS TO DISMISS, # 2 PROPOSED ORDER)(ROSCA, ALAN) MODIFIED TEXT AND ADDED LINKS ON 12/16/2014 (S,HR). (ENTERED: 12/15/2014)

(#85) ORDER GRANTING 80 MOTION TO WITHDRAW OF LEAD PLAINTIFF AND COUNSEL. RALPH RINDLER IS WITHDRAWN AND TERMINATED AS LEAD PLAINTIFF; THE FIRM OF BROWER PIVEN IS WITHDRAWN AS LEAD COUNSEL AND TERMINATED; THE FIRM OF LEE GOODWIN LEE LEWIS & DOBSON IS WITHDRAWN AND TERMINATED; MATTHEW STACY IS WITHDRAWN AS COUNSEL FOR RALPH RINDLER. ANY PRIOR MOVANT FOR APPOINTMENT OF LEAD PLAINTIFF MAY FILE A NEW MOTION WITHIN 30 DAYS. SIGNED BY HONORABLE TIMOTHY D. DEGIUSTI ON 5/13/2015. (MB) (ENTERED: 05/13/2015)

(#84) ORDER GRANTING 83 JOINT MOTION TO MODIFY BRIEFING SCHEDULE IN RESPONSE TO CONSOLIDATED COMPLAINT. LEAD PLAINTIFF TO FILE AND SERVE CONSOLIDATED COMPLAINT NO LATER THAN 7/8/2015; DEFENDANTS TO ANSWER OR RESPOND TO THE CONSOLIDATED COMPLAINT NO LATER THAN 9/24/2015; RESPONSE TO MOTION(S) TO DISMISS DUE 11/24/2015; REPLY BRIEFS DUE 1/15/2016. SIGNED BY HONORABLE TIMOTHY D. DEGIUSTI ON 5/11/2015. (MB) (ENTERED: 05/11/2015)