Southern District of New York Court Records

MAGISTRATE JUDGE SARAH L. CAVE IS SO DESIGNATED. PURSUANT TO 28 U.S.C. SECTION 636(C) AND FED. R. CIV. P. 73(B)(1) PARTIES ARE NOTIFIED THAT THEY MAY CONSENT TO PROCEED BEFORE A UNITED STATES MAGISTRATE JUDGE. PARTIES WHO WISH TO CONSENT MAY ACCESS THE NECESSARY FORM AT THE FOLLOWING LINK: #HTTPS://NYSD.USCOURTS.GOV/SITES/DEFAULT/FILES/2018-06/AO-3.PDF. (LAQ) (ENTERED: 05/09/2023)

NOTICE OF CASE REASSIGNMENT TO JUDGE J. PAUL OETKEN. JUDGE UNASSIGNED IS NO LONGER ASSIGNED TO THE CASE. (LAQ) (ENTERED: 05/09/2023)

(#284) OPINION AND ORDER RE: #225 LETTER MOTION TO SEAL ADDRESSED TO JUDGE LEWIS J. LIMAN FROM BENJAMIN J. WHITING DATED 10/17/2022. FILED BY ERIC PASSMAN, ISHMAEL ALVARADO, #239 LETTER MOTION TO SEAL ADDRESSED TO JUDGE LEWIS J. LIMAN FROM WILLIAM O. RECKLER DATED NOVEMBER 14, 2022. FILED BY PELOTON INTERACTIVE, INC., #240 MOTION TO STRIKE DOCUMENT NO. [227, 228, 229] / PELOTON INTERACTIVE, INC.'S MOTION TO EXCLUDE THE REPORTS AND TESTIMONY OF PLAINTIFFS' EXPERTS. FILED BY PELOTON INTERACTIVE, INC., #226 MOTION TO CERTIFY CLASS . FILED BY ERIC PASSMAN, ISHMAEL ALVARADO, #262 LETTER MOTION TO SEAL ADDRESSED TO JUDGE LEWIS J. LIMAN FROM BENJAMIN J. WHITING DATED 11/30/2022. FILED BY ERIC PASSMAN, ISHMAEL ALVARADO. DEFENDANT'S MOTION TO STRIKE IS DENIED AND NAMED PLAINTIFFS' MOTION FOR CLASS CERTIFICATION IS DENIED. BECAUSE THE COURT FINDS THAT THE PARTIES' LETTER MOTIONS TO SEAL ARE CONSISTENT WITH THE COURT'S PRIOR SEALING ORDERS, SEE DKT. NOS. 169, 193, 222, THE MOTIONS TO SEAL ARE GRANTED. THE CLERK OF COURT IS RESPECTFULLY DIRECTED TO CLOSE DKT. NOS. 225, 226, 239, 240, 262. SO ORDERED. (SIGNED BY JUDGE LEWIS J. LIMAN ON 5/2/23) (YV) (ENTERED: 05/02/2023)

(#283) NOTICE OF FILING OF OFFICIAL TRANSCRIPT NOTICE IS HEREBY GIVEN THAT AN OFFICIAL TRANSCRIPT OF A CONFERENCE PROCEEDING HELD ON 4/12/2023 HAS BEEN FILED BY THE COURT REPORTER/TRANSCRIBER IN THE ABOVE-CAPTIONED MATTER. THE PARTIES HAVE SEVEN (7) CALENDAR DAYS TO FILE WITH THE COURT A NOTICE OF INTENT TO REQUEST REDACTION OF THIS TRANSCRIPT. IF NO SUCH NOTICE IS FILED, THE TRANSCRIPT MAY BE MADE REMOTELY ELECTRONICALLY AVAILABLE TO THE PUBLIC WITHOUT REDACTION AFTER 90 CALENDAR DAYS....(MCGUIRK, KELLY) (ENTERED: 04/25/2023)

(#1438) LETTER ADDRESSED TO JUDGE ANALISA TORRES FROM LYNNE C. HERMLE AND ROBERT J. GIUFFRA, JR. DATED MARCH 24, 2023 RE: REDACTIONS TO EXHIBIT C TO MARCH 1, 2023 LETTER (ECF NO. 1430-3). DOCUMENT FILED BY GOLDMAN, SACHS & CO. LLC, THE GOLDMAN SACHS GROUP, INC...(GIUFFRA, ROBERT) (ENTERED: 03/24/2023)

(#1437) LETTER ADDRESSED TO JUDGE ANALISA TORRES FROM LYNNE C. HERMLE AND ROBERT J. GIUFFRA, JR. DATED MARCH 22, 2023 RE: RESPONSE TO PLAINTIFFS' MARCH 20, 2023 LETTER. DOCUMENT FILED BY GOLDMAN, SACHS & CO. LLC, THE GOLDMAN SACHS GROUP, INC...(GIUFFRA, ROBERT) (ENTERED: 03/22/2023)

(#4) ELECTRONIC SUMMONS ISSUED AS TO TOM GENTILE III, SPIRIT AEROSYSTEMS HOLDINGS, INC., MARK J. SUCHINSKI..(JGO) (ENTERED: 05/04/2023)

CASE DESIGNATED ECF. (JGO) (ENTERED: 05/04/2023)

(#33) OPINION AND ORDER: RE: #22 MOTION TO DISMISS COMPLAINT FILED BY THE NEW YORK TIMES COMPANY. THE MOTION TO DISMISS IS DENIED AS TO CLAIMS ASSERTED IN COUNT ONE UNDER N.C.G.S. 75-41(A)(2) AND (A)(4). THE CLAIM UNDER SECTION 75-41(A)(3) IS VOLUNTARILY DISMISSED. THE MOTION IS GRANTED AS TO THE REMAINDER OF COUNT ONE AND THE ENTIRETY OF COUNT TWO AND COUNT THREE. THE CLERK IS RESPECTFULLY DIRECTED TO TERMINATE THE MOTION. (ECF 22.) SO ORDERED. (SIGNED BY JUDGE P. KEVIN CASTEL ON 5/23/2023) (AMA) (ENTERED: 05/23/2023)

(#32) MEMO ENDORSEMENT: ON RE: #31 LETTER FILED BY MEGAN PERKINS. ENDORSEMENT: APPLICATION GRANTED. SO ORDERED., ATTORNEY BLAKE HUNTER YAGMAN TERMINATED. (SIGNED BY JUDGE P. KEVIN CASTEL ON 2/21/2023) (AMA) (ENTERED: 02/21/2023)

(#3) CIVIL COVER SHEET FILED..(LISS-RIORDAN, SHANNON) (ENTERED: 05/12/2023)

CASE DESIGNATED ECF. (VF) (ENTERED: 05/12/2023)

CASE DESIGNATED ECF. (JGO) (ENTERED: 05/05/2023)

MAGISTRATE JUDGE JAMES L. COTT IS SO DESIGNATED. PURSUANT TO 28 U.S.C. SECTION 636(C) AND FED. R. CIV. P. 73(B)(1) PARTIES ARE NOTIFIED THAT THEY MAY CONSENT TO PROCEED BEFORE A UNITED STATES MAGISTRATE JUDGE. PARTIES WHO WISH TO CONSENT MAY ACCESS THE NECESSARY FORM AT THE FOLLOWING LINK: #HTTPS://NYSD.USCOURTS.GOV/SITES/DEFAULT/FILES/2018-06/AO-3.PDF. (JGO) (ENTERED: 05/05/2023)

(#104) ORDER FOR ADMISSION PRO HAC VICE IN CASE 1:22-CV-10018-JSR; GRANTING (100) MOTION FOR PAUL G. CASSELL TO APPEAR PRO HAC VICE IN CASE 1:22-CV-10019-JSR.. (SIGNED BY JUDGE JED S. RAKOFF ON 5/2/2023) FILED IN ASSOCIATED CASES: 1:22-CV-10018-JSR, 1:22-CV-10019-JSR, 1:22-CV-10904-JSR (KV) (ENTERED: 05/02/2023)

(#103) NOTICE OF APPEARANCE BY ALEXANDER LAW ON BEHALF OF JANE DOE 1..(LAW, ALEXANDER) (ENTERED: 05/02/2023)

(#77) ORDER FOR ADMISSION PRO HAC VICE IN CASE 1:22-CV-10018-JSR; GRANTING (100) MOTION FOR PAUL G. CASSELL TO APPEAR PRO HAC VICE IN CASE 1:22-CV-10019-JSR.. (SIGNED BY JUDGE JED S. RAKOFF ON 5/2/2023) FILED IN ASSOCIATED CASES: 1:22-CV-10018-JSR, 1:22-CV-10019-JSR, 1:22-CV-10904-JSR (KV) (ENTERED: 05/02/2023)

(#76) NOTICE OF APPEARANCE BY ALEXANDER LAW ON BEHALF OF JANE DOE 1..(LAW, ALEXANDER) (ENTERED: 05/02/2023)

(#10) AFFIDAVIT OF SERVICE OF SUMMONS AND COMPLAINT. JOANNE NORIEGA SERVED ON 5/18/2023, ANSWER DUE 6/8/2023. SERVICE WAS ACCEPTED BY SUE ZOUKY, AUTHORIZED AGENT IN THE OFFICE OF THE NEW YORK SECRETARY OF STATE. DOCUMENT FILED BY JOANNE NORIEGA..(SHAROVSKIY, STANISLAV) (ENTERED: 05/19/2023)

MAGISTRATE JUDGE GABRIEL W. GORENSTEIN IS SO REDESIGNATED. (LAQ) (ENTERED: 05/18/2023)

(#128) ORDER FOR THE FOREGOING REASONS, THE PARTIES' MOTION FOR SETTLEMENT APPROVAL IS DENIED WITHOUT PREJUDICE TO RENEWAL. BY MAY 30, 2023, THE PARTIES ARE DIRECTED TO FILE A REVISED LETTER AND SETTLEMENT AGREEMENT IN ACCORDANCE WITH THIS ORDER. SO ORDERED. (SIGNED BY JUDGE ANALISA TORRES ON 5/15/2023) (JCA) (ENTERED: 05/15/2023)

(#127) PROPOSED STIPULATION AND ORDER. DOCUMENT FILED BY EDWARD KALANZ(ON BEHALF OF HIMSELF), EDWARD KALANZ(ON BEHALF OF OTHERS SIMILARLY SITUATED), KEVIN KNOIS(ON BEHALF OF HIMSELF), KEVIN KNOIS(ON BEHALF OF OTHERS SIMILARLY SITUATED), JEFFREY MERCADO(ON BEHALF OF OTHERS SIMILARLY SITUATED), JEFFREY MERCADO(ON BEHALF OH HIMSELF), TYRONE PRINGLE(ON BEHALF OF HIMSELF), TYRONE PRINGLE(ON BEHALF OF OTHERS SIMILARLY SITUATED), ADAM ROMAN(ON BEHALF OF OTHERS SIMILARLY SITUATED), ADAM ROMAN(ON BEHALF OF HIMSELF)..(HUOT, INNESSA) (ENTERED: 12/12/2022)

(#183) ORDER WITHDRAWING #145 MOTION TO CERTIFY CLASS. EARLIER TODAY, THE COURT ENTERED AN ORDER PRELIMINARILY APPROVING THE SETTLEMENT OF THIS MATTER. THE ORDER ENTERED BY THE COURT DEVIATED MODESTLY FROM THE PARTIES' PROPOSED ORDER: IT REMOVED THE CLAUSE STATING "AND ALL OTHER APPLICABLE LAW AND RULES" FROM THE END OF THE PENULTIMATE SENTENCE OF SECTION 8 OF THE PROPOSED ORDER AND MADE A CONFORMING GRAMMATICAL CHANGE TO THAT SENTENCE. THE COURT NOTES THAT PRIOR TO ENTERING THE PROPOSED JUDGMENT, IN ADDITION TO SATISFACTION OF ALL OTHER PRECONDITIONS, IT WILL REQUIRE THE PARTIES AND THEIR COUNSEL TO SUBMIT AFFIDAVITS OR OTHER EVIDENTIARY SUPPORT FOR THE PROPOSED FINDING IN PARAGRAPH 13 OF THE PROPOSED JUDGMENT. BECAUSE THE PARTIES HAVE PRESENTED A PROPOSED SETTLEMENT OF THIS ACTION TO THE COURT, THE COURT TREATS THE PENDING MOTION FOR CLASS CERTIFICATION AS HAVING BEEN WITHDRAWN. THE MOTION MAY BE RESUBMITTED IN THE EVENT THAT THE SETTLEMENT IS NOT APPROVED BY THE COURT. THE CLERK OF COURT IS DIRECTED TO TERMINATE THE MOTION PENDING AT DKT. NO. 145. (SIGNED BY JUDGE GREGORY H. WOODS ON 5/16/2023) (RRO) (ENTERED: 05/16/2023)

(#182) ORDER PRELIMINARILY APPROVING SETTLEMENT AND AUTHORIZING DISSEMINATION OF NOTICE OF SETTLEMENT GRANTING #178 MOTION TO APPROVE. THE PARTIES HAVE PROPOSED THE CERTIFICATION OF THE FOLLOWING SETTLEMENT CLASS PURSUANT TO RULES 23(A) AND (B)(3) OF THE FEDERAL RULES OF CIVIL PROCEDURE SOLELY FOR PURPOSES OF EFFECTUATING THE PROPOSED SETTLEMENT: ALL PERSONS OR ENTITIES WHO PURCHASED OR OTHERWISE ACQUIRED THE COMMON STOCK OF WELLS FARGO FROM FEBRUARY 2, 2018 THROUGH MARCH 12, 2020, INCLUSIVE (THE "CLASS PERIOD") AND WERE DAMAGED THEREBY. EXCLUDED FROM THE SETTLEMENT CLASS ARE: (A) DEFENDANTS; (B) THE OFFICERS (DEFINED AS ANY EMPLOYEE SERVING ON WELLS FARGO'S OPERATING COMMITTEE) AND DIRECTORS OF WELLS FARGO DURING THE CLASS PERIOD; (C) DEFENDANTS' IMMEDIATE FAMILY MEMBERS; AND (D) ANY ENTITY IN WHICH ANY DEFENDANT HAS OR HAD A CONTROLLING INTEREST. NOTWITHSTANDING THE FOREGOING, NO INVESTMENT VEHICLE (DEFINED AS ANY INVESTMENT COMPANY OR POOLED INVESTMENT FUND, INCLUDING BUT NOT LIMITED TO MUTUAL FUND FAMILIES, EXCHANGE-TRADED FUNDS, FUNDS OF FUNDS, PRIVATE EQUITY FUNDS, REAL ESTATE FUNDS, AND HEDGE FUNDS, AS TO WHICH WELLS FARGO OR ANY AFFILIATE OF WELLS FARGO ACTS OR ACTED AS INVESTMENT ADVISOR BUT OF WHICH WELLS FARGO OR ANY AFFILIATE OF WELLS FARGO IS NOT A MAJORITY OWNER OR DOES NOT HOLD A MAJORITY BENEFICIAL INTEREST) SHALL BE EXCLUDED FROM THE SETTLEMENT CLASS. ALSO EXCLUDED FROM THE SETTLEMENT CLASS ARE ANY PERSONS OR ENTITIES WHO OR WHICH EXCLUDE THEMSELVES BY SUBMITTING A REQUEST FOR EXCLUSION THAT IS ACCEPTED BY THE COURT. THE COURT ALSO FINDS, PURSUANT TO RULE 23(E)(1)(B)(II) OF THE FEDERAL RULES OF CIVIL PROCEDURE, THAT IT WILL LIKELY BE ABLE TO CERTIFY LEAD PLAINTIFFS AS CLASS REPRESENTATIVES FOR THE SETTLEMENT CLASS AND APPOINT LEAD COUNSEL AS CLASS COUNSEL FOR THE SETTLEMENT CLASS PURSUANT TO RULE 23(G) OF THE FEDERAL RULES OF CIVIL PROCEDURE. THE COURT HEREBY PRELIMINARILY APPROVES THE SETTLEMENT, AS EMBODIED IN THE STIPULATION, AND FINDS, PURSUANT TO RULE 23(E)(1)(B)(I) OF THE FEDERAL RULES OF CIVIL PROCEDURE, THAT IT WILL LIKELY BE ABLE TO FINALLY APPROVE THE SETTLEMENT UNDER RULE 23(E)(2) AS BEING FAIR, REASONABLE, AND ADEQUATE TO THE SETTLEMENT CLASS, SUBJECT TO FURTHER CONSIDERATION AT THE SETTLEMENT HEARING TO BE CONDUCTED AS DESCRIBED BELOW. THE COURT WILL HOLD A SETTLEMENT HEARING (THE "SETTLEMENT HEARING") ON SEPTEMBER 8, 2023 AT 10:00 A.M. AT COURTROOM 12C OF THE DANIEL PATRICK MOYNIHAN UNITED STATES COURTHOUSE, 500 PEARL STREET, NEW YORK, NY 10007-1312, FOR THE FOLLOWING PURPOSES: (A) TO DETERMINE WHETHER THE PROPOSED SETTLEMENT ON THE TERMS AND CONDITIONS PROVIDED FOR IN THE STIPULATION IS FAIR, REASONABLE, AND ADEQUATE TO THE SETTLEMENT CLASS, AND SHOULD BE FINALLY APPROVED BY THE COURT; (B) TO DETERMINE WHETHER, FOR PURPOSES OF THE SETTLEMENT ONLY, THE ACTION SHOULD BE CERTIFIED AS A CLASS ACTION ON BEHALF OF THE SETTLEMENT CLASS, LEAD PLAINTIFFS SHOULD BE CERTIFIED AS CLASS REPRESENTATIVES FOR THE SETTLEMENT CLASS, AND LEAD COUNSEL SHOULD BE APPOINTED AS CLASS COUNSEL FOR THE SETTLEMENT CLASS; (C) TO DETERMINE WHETHER A JUDGMENT SUBSTANTIALLY IN THE FORM ATTACHED AS EXHIBIT B TO THE STIPULATION SHOULD BE ENTERED DISMISSING THE ACTION WITH PREJUDICE AGAINST DEFENDANTS; (D) TO DETERMINE WHETHER THE PROPOSED PLAN OF ALLOCATION FOR THE PROCEEDS OF THE SETTLEMENT IS FAIR AND REASONABLE AND SHOULD BE APPROVED; (E) TO DETERMINE WHETHER LEAD COUNSEL'S MOTION FOR ATTORNEYS' FEES AND LITIGATION EXPENSES SHOULD BE APPROVED; AND (F) TO CONSIDER ANY OTHER MATTERS THAT MAY PROPERLY BE BROUGHT BEFORE THE COURT IN CONNECTION WITH THE SETTLEMENT. NOTICE OF THE SETTLEMENT AND THE SETTLEMENT HEARING SHALL BE GIVEN TO SETTLEMENT CLASS MEMBERS AS SET FORTH IN PARAGRAPH 7 OF THIS ORDER. THE CONTENTS OF THE SETTLEMENT FUND HELD BY CITIBANK, N.A. (WHICH THE COURT APPROVES AS THE ESCROW AGENT) SHALL BE DEEMED AND CONSIDERED TO BE IN CUSTODIA LEGIS, AND SHALL REMAIN SUBJECT TO THE JURISDICTION OF THE COURT, UNTIL SUCH TIME AS THEY SHALL BE DISTRIBUTED PURSUANT TO THE STIPULATION AND/OR FURTHER ORDER(S) OF THE COURT AND FURTHER SET FORTH IN THIS ORDER. (SIGNED BY JUDGE GREGORY H. WOODS ON 5/16/2023) (RRO) (ENTERED: 05/16/2023)

TRANSMISSION OF USCA MANDATE TO THE DISTRICT JUDGE RE: #123 USCA MANDATE..(ND) (ENTERED: 03/23/2023)

(#123) MANDATE OF USCA (CERTIFIED COPY) AS TO #122 NOTICE OF APPEAL, FILED BY LEON D. BLACK. USCA CASE NUMBER 22-1524-CV. UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED, AND DECREED THAT THE JUDGMENT OF THE DISTRICT COURT IS AFFIRMED.. CATHERINE O'HAGAN WOLFE, CLERK USCA FOR THE SECOND CIRCUIT. ISSUED AS MANDATE: 03/23/2023..(ND) (ENTERED: 03/23/2023)

(#200) OPINION & ORDER RE: #184 MOTION FOR SUMMARY JUDGMENT . FILED BY THE CITY OF NEW YORK, NEW YORK CITY DEPARTMENT OF EDUCATION. FOR THE FOREGOING REASONS, DEFENDANTS' MOTION FOR SUMMARY JUDGMENT, ECF NO. 184, IS GRANTED AS TO PLAINTIFFS ZAJDA AND SINGH, AND THEY ARE DISMISSED FROM THE CASE. DEFENDANTS' MOTION FOR SUMMARY JUDGMENT IS OTHERWISE DENIED. (SIGNED BY JUDGE ANDREW L. CARTER, JR ON 5/16/2023) (ATE) (ENTERED: 05/16/2023)

(#199) DECLARATION OF CHRISTOPHER ERATH IN SUPPORT RE: #184 MOTION FOR SUMMARY JUDGMENT .. DOCUMENT FILED BY NEW YORK CITY DEPARTMENT OF EDUCATION, THE CITY OF NEW YORK. (ATTACHMENTS: #1 EXHIBIT FISA RECORD, #2 EXHIBIT FISA RECORD).(MARCUS, NATALIE) (ENTERED: 03/24/2023)

(#96) AO 121 FORM COPYRIGHT - CASE TERMINATED- SUBMITTED. IN COMPLIANCE WITH THE PROVISIONS OF 17 U.S.C. 508, THE REGISTER OF COPYRIGHTS IS HEREBY ADVISED THAT A FINAL DECISION WAS RENDERED ON 5/3/23 IN A COURT ACTION FILED ON THE FOLLOWING COPYRIGHT(S) IN THE U.S. DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK. FORM E-MAILED TO REGISTER OF COPYRIGHTS. (YV) (ENTERED: 05/03/2023)

(#95) ORDER... THE ABOVE-ENTITLED ACTION IS HEREBY DISMISSED AND DISCONTINUED WITHOUT COSTS, AND WITHOUT PREJUDICE TO THE RIGHT TO REOPEN THE ACTION WITHIN THIRTY DAYS OF THE DATE OF THIS ORDER IF THE SETTLEMENT IS NOT CONSUMMATED. ANY APPLICATION TO REOPEN MUST BE FILED WITHIN THIRTY DAYS OF THIS ORDER; ANY APPLICATION TO REOPEN FILED THEREAFTER MAY BE DENIED SOLELY ON THAT BASIS. FURTHER, IF THE PARTIES WISH FOR THE COURT TO RETAIN JURISDICTION FOR THE PURPOSES OF ENFORCING ANY SETTLEMENT AGREEMENT, THEY MUST SUBMIT THE SETTLEMENT AGREEMENT TO THE COURT WITHIN THE SAME THIRTY-DAY PERIOD TO BE SO-ORDERED BY THE COURT. PER RULE IV(C) OF THE COURT'S INDIVIDUAL PRACTICES IN CIVIL CASES, THE COURT WILL NOT RETAIN JURISDICTION TO ENFORCE A SETTLEMENT AGREEMENT UNLESS IT IS MADE PART OF THE PUBLIC RECORD. ANY PENDING MOTIONS ARE MOOT. ALL CONFERENCES ARE VACATED. THE CLERK OF COURT IS DIRECTED TO CLOSE THE CASE. SO ORDERED. (SIGNED BY JUDGE ANALISA TORRES ON 5/3/23) (YV) (ENTERED: 05/03/2023)

(#18) ORDER GRANTING #12 MOTION FOR IAN J. KELLOGG TO APPEAR PRO HAC VICE (HEREBY ORDERED BY JUDGE LORNA G. SCHOFIELD)(TEXT ONLY ORDER) (JCS) (ENTERED: 09/06/2022)

(#17) NOTICE OF APPEARANCE BY BRENDAN WHITE ON BEHALF OF MARK KLEIN..(WHITE, BRENDAN) (ENTERED: 08/25/2022)

(#32) ORDER GRANTING #31 MOTION FOR CHRISTOPHER H. MCGRATH TO APPEAR PRO HAC VICE. (SIGNED BY JUDGE NAOMI REICE BUCHWALD ON 4/10/2023) (ATE) (ENTERED: 04/10/2023)

>>>NOTICE REGARDING PRO HAC VICE MOTION. REGARDING DOCUMENT NO. #31 MOTION FOR CHRISTOPHER H. MCGRATH TO APPEAR PRO HAC VICE . FILING FEE $ 200.00, RECEIPT NUMBER ANYSDC-27579519. MOTION AND SUPPORTING PAPERS TO BE REVIEWED BY CLERK'S OFFICE STAFF.. THE DOCUMENT HAS BEEN REVIEWED AND THERE ARE NO DEFICIENCIES. (SGZ) (ENTERED: 04/07/2023)

(#18) ORDER FOR ADMISSION PRO HAC VICE GRANTING #16 MOTION FOR DILLON H. GRIMM TO APPEAR PRO HAC VICE. (SIGNED BY MAGISTRATE JUDGE GABRIEL W. GORENSTEIN ON 2/25/2022) (KS) (ENTERED: 02/25/2022)

(#17) ORDER FOR ADMISSION PRO HAC VICE GRANTING #15 MOTION FOR HENRY B. LIU TO APPEAR PRO HAC VICE. SO ORDERED.. (SIGNED BY MAGISTRATE JUDGE GABRIEL W. GORENSTEIN ON 2/25/2022) (KS) (ENTERED: 02/25/2022)

MAGISTRATE JUDGE GABRIEL W. GORENSTEIN IS SO DESIGNATED. PURSUANT TO 28 U.S.C. SECTION 636(C) AND FED. R. CIV. P. 73(B)(1) PARTIES ARE NOTIFIED THAT THEY MAY CONSENT TO PROCEED BEFORE A UNITED STATES MAGISTRATE JUDGE. PARTIES WHO WISH TO CONSENT MAY ACCESS THE NECESSARY FORM AT THE FOLLOWING LINK: #HTTPS://NYSD.USCOURTS.GOV/SITES/DEFAULT/FILES/2018-06/AO-3.PDF. (AEA) (ENTERED: 03/16/2022)

NOTICE OF CASE REASSIGNMENT TO JUDGE JOHN P. CRONAN. JUDGE UNASSIGNED IS NO LONGER ASSIGNED TO THE CASE. (AEA) (ENTERED: 03/16/2022)

(#19) MEMO ENDORSEMENT ON RE: #15 LETTER FILED BY TUSIMPLE HOLDINGS, INC. ENDORSEMENT: TIME TO ANSWER IS ENLARGED TO FEB. 10, 2023. BOFA SECURITIES, INC. ANSWER DUE 2/10/2023; MO CHEN ANSWER DUE 2/10/2023; CITIGROUP GLOBAL MARKETS INC. ANSWER DUE 2/10/2023; COWEN AND COMPANY, LLC ANSWER DUE 2/10/2023; CREDIT SUISSE SECURITIES (USA) LLC ANSWER DUE 2/10/2023; PATRICK DILLON ANSWER DUE 2/10/2023; XIAODI HOU ANSWER DUE 2/10/2023; J.P. MORGAN SECURITIES LLC ANSWER DUE 2/10/2023; CHENG LU ANSWER DUE 2/10/2023; MORGAN STANLEY & CO. LLC ANSWER DUE 2/10/2023; JAMES MULLEN ANSWER DUE 2/10/2023; NEEDHAM & COMPANY, LLC ANSWER DUE 2/10/2023; NOMURA SECURITIES INTERNATIONAL, INC. ANSWER DUE 2/10/2023; OPPENHEIMER & CO., INC. ANSWER DUE 2/10/2023; PIPER SANDLER & CO. ANSWER DUE 2/10/2023; RBC CAPITAL MARKETS, LLC ANSWER DUE 2/10/2023; ROBERT W. BAIRD & CO. INCORPORATED ANSWER DUE 2/10/2023; ERIC TAPIA ANSWER DUE 2/10/2023; TUSIMPLE HOLDINGS, INC. ANSWER DUE 2/10/2023; VALUABLE CAPITAL LIMITED ANSWER DUE 2/10/2023. (SIGNED BY JUDGE ALVIN K. HELLERSTEIN ON 1/3/2023) (ATE) (ENTERED: 01/03/2023)

(#18) DECLARATION OF PHILLIP KIM IN OPPOSITION RE: #8 MOTION TO TRANSFER CASE TO THE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF CALIFORNIA.. DOCUMENT FILED BY PATRICK WOLDANSKI. (ATTACHMENTS: #1 EXHIBIT 1- DICKER V. TUSIMPLE (S.D. CAL.) COMPLAINT, #2 EXHIBIT 2- TUSIMPLE FORM S-1, #3 EXHIBIT 3- TUSIMPLE FORM 424, #4 EXHIBIT 4- TUSIMPLE FORM 424).(KIM, PHILLIP) (ENTERED: 12/30/2022)

MINUTE ENTRY FOR PROCEEDINGS HELD BEFORE JUDGE JOHN G. KOELTL: INITIAL CONFERENCE SET FOR 9/30/2022 ADJOURNED TO 10/19/2022 AT 12:00 PM BEFORE JUDGE JOHN G. KOELTL. DIAL-IN: 888 363-4749, WITH ACCESS CODE 8140049. (FLETCHER, DONNIE) (ENTERED: 09/19/2022)

(#13) ORDER GRANTING #12 LETTER MOTION FOR EXTENSION OF TIME TO ANSWER RE #12 LETTER MOTION FOR EXTENSION OF TIME TO FILE ANSWER RE: #1 COMPLAINT, OR OTHERWISE RESPOND TO COMPLAINT ADDRESSED TO JUDGE JOHN G. KOELTL FROM ANDREW S. CURFMAN DATED AUGUST 24, 2022., #1 COMPLAINT. APPLICATION GRANTED. SO ORDERED. TELADOC HEALTH, INC. ANSWER DUE 9/26/2022. (SIGNED BY JUDGE JOHN G. KOELTL ON 8/25/2022) (RRO) (ENTERED: 08/25/2022)

(#13) JOINT STIPULATION AND ORDER: IT IS HEREBY STIPULATED AND AGREED, BY AND BETWEEN PLAINTIFF AND DEFENDANTS, AS FOLLOWS: 1. UNDERSIGNED COUNSEL FOR DEFENDANTS IS AUTHORIZED TO ACCEPT, AND HEREBY DOES ACCEPT, SERVICE OF THE SUMMONS AND COMPLAINT IN THE ACTION ON BEHALF OF DEFENDANTS WITHOUT PREJUDICE AND WITHOUT WAIVER OF ANY OF DEFENDANTS' DEFENSES, OBJECTIONS OR ARGUMENTS, EXCEPT AS TO SUFFICIENCY OF SERVICE OF PROCESS. 2. DEFENDANTS SHALL NOT BE REQUIRED TO ANSWER OR OTHERWISE RESPOND TO, AND ARE HEREBY EXPRESSLY RELIEVED FROM ANSWERING OR OTHERWISE RESPONDING TO, ANY COMPLAINTS FILED IN THE ACTION (INCLUDING ANY FUTURE-FILED RELATED ACTIONS CONSOLIDATED THEREWITH) SUBJECT TO THE PROVISIONS OF PARAGRAPHS 3 AND 4 BELOW. 3. WITHIN 60 DAYS AFTER THE ENTRY OF AN ORDER APPOINTING, PURSUANT TO THE PSLRA, LEAD PLAINTIFF(S) AND LEAD COUNSEL IN THE ACTION (OR A CONSOLIDATED ACTION ENCOMPASSING THE ACTION), LEAD PLAINTIFF(S) SHALL EITHER (1) SERVE AND FILE AN AMENDED AND/OR CONSOLIDATED CLASS ACTION COMPLAINT, WHICH SHALL SERVE AS THE OPERATIVE COMPLAINT IN THE ACTION AND SHALL SUPERSEDE ALL OTHER COMPLAINTS FILED IN AND/OR TRANSFERRED TO THIS COURT RELATED TO THE ACTION OR (2) NOTIFY COUNSEL FOR DEFENDANTS THAT A PREVIOUSLY-FILED COMPLAINT WILL SERVE AS THE OPERATIVE COMPLAINT IN THE ACTION. 4. DEFENDANTS SHALL HAVE 60 DAYS FROM THE DATE ON WHICH LEAD PLAINTIFF(S) COMPLY WITH PARAGRAPH 3 TO MOVE OR PLEAD IN RESPONSE TO THE OPERATIVE COMPLAINT. 5. SHOULD DEFENDANTS FILE A MOTION TO DISMISS THE OPERATIVE COMPLAINT, LEAD PLAINTIFF(S) WILL FILE THEIR OPPOSITION BRIEF IN NO LATER THAN 60 DAYS, AND DEFENDANTS WILL FILE THEIR REPLY BRIEF IN NO LATER THAN 45 DAYS. 6. THERE HAVE BEEN NO REQUESTS FOR AN EXTENSION OF TIME PREVIOUSLY MADE IN THIS MATTER. SO ORDERED. (SIGNED BY JUDGE VERNON S. BRODERICK ON 6/30/2022) (KV) (ENTERED: 06/30/2022)

(#12) PROPOSED STIPULATION AND ORDER. DOCUMENT FILED BY JASON GOREVIC, MALA MURTHY, TELADOC HEALTH, INC...(SOLOWAY, AUDRA) (ENTERED: 06/29/2022)

MINUTE ENTRY FOR PROCEEDINGS HELD BEFORE JUDGE JED S. RAKOFF: ( ORAL ARGUMENT SET FOR 1/4/2023 AT 04:00 PM BEFORE JUDGE JED S. RAKOFF.). (KOTOWSKI, LINDA) (ENTERED: 11/17/2022)

(#50) OPINION AND ORDER RE: #27 MOTION TO TRANSFER CASE BY DEFENDANTS JUMP TRADING, LLC, TERRAFORM LABS, PTE. LTD., REPUBLIC MAXIMAL LLC, AND PANTERA CAPITAL MANAGEMENT LP. FILED BY JUMP TRADING, LLC. ACCORDINGLY, FOR THE FOREGOING REASONS, THE COURT REAFFIRMS ITS BENCH ORDER ON OCTOBER 31, 2022 DENYING DEFENDANTS' MOTION TO TRANSFER. THE CLERK IS DIRECTED TO CLOSE THE MOTION (ITEM 27) ON THE DOCKET. SO ORDERED. (SIGNED BY JUDGE JED S. RAKOFF ON 11/15/2022) (KV) (ENTERED: 11/17/2022)

MINUTE ENTRY FOR PROCEEDINGS HELD BEFORE JUDGE P. KEVIN CASTEL: INITIAL PRETRIAL CONFERENCE HELD ON 1/4/2023. INITIAL CONFERENCE CONTINUED TO MARCH 21, 2023 AT 10:30 A.M. IN COURTROOM 11D. (NACANTHER, FLORENCE) (ENTERED: 01/04/2023)

(#15) ORDER GRANTING #10 MOTION FOR JAMES Q. TAYLOR-COPELAND TO APPEAR PRO HAC VICE (HEREBY ORDERED BY JUDGE P. KEVIN CASTEL)(TEXT ONLY ORDER) (NACANTHER, FLORENCE) (ENTERED: 12/02/2022)

(#11) NOTICE OF APPEARANCE BY JAMES H. FREEMAN ON BEHALF OF FNTV, LLC..(FREEMAN, JAMES) (ENTERED: 06/01/2022)

(#10) ORDER GRANTING #9 LETTER MOTION FOR EXTENSION OF TIME TO ANSWER RE #9 CONSENT LETTER MOTION FOR EXTENSION OF TIME TO FILE ANSWER RE: #1 COMPLAINT FROM ITS CURRENT DEADLINE OF JUNE 1, 2022 TO JULY 18, 2022. ADDRESSED TO JUDGE JESSE M. FURMAN FROM JEREMY CHASE DATED MAY 20, 2022., #1 COMPLAINT. APPLICATION GRANTED. THE CLERK OF COURT IS DIRECTED TO TERMINATE ECF NO. 9. SO ORDERED. (BLOOMBERG L.P. ANSWER DUE 7/18/2022.) (SIGNED BY JUDGE JESSE M. FURMAN ON 5/20/22) (YV) (ENTERED: 05/20/2022)

(#136) CLERK'S JUDGMENT: THAT FOR THE REASONS STATED IN THE COURT'S MEMORANDUM OPINION DATED JULY 15, 2015, DEFENDANTS' MOTION TO DISMISS THE THIRD AMENDED COMPLAINT IS GRANTED; ACCORDINGLY, THE CASE IS CLOSED. (SIGNED BY CLERK OF COURT RUBY KRAJICK ON 7/16/2015) (ATTACHMENTS: # 1 NOTICE OF RIGHT TO APPEAL, # 2 NOTICE OF RIGHT TO APPEAL)(DT) (ENTERED: 07/16/2015)

(#135) MEMORANDUM OPINION #105668 RE: 127 MOTION TO DISMISS PLAINTIFFS' THIRD AMENDED COMPLAINT, MOTION TO DISMISS FOR LACK OF JURISDICTION FILED BY GREGORY J. HUETHER, ROBERT A. GREEN, MONICA DUFFY, JORGE DOPICOS, ERIC T. SCHNEIDERMAN, GARY L. CASELLA, DIANE MAXWELL KEARSE, THE PRESIDING JUSTICES OF THE FIRST, SECOND, THIRD AND FOURTH DEPARTMENTS, APPELLATE DIVISION OF THE SUPREME COURT OF THE STATE OF NEW YORK. THE MATTER, WHICH THE COURT PREVIOUSLY DISMISSED FOR LACK OF STANDING, IS ON REMAND FROM THE COURT OF APPEALS AND IS BEFORE THE COURT ON A MOTION TO DISMISS THE THIRD AMENDED COMPLAINT ("TAC"). THE COURT CONCLUDES THAT (1) IT IS CONSTRAINED BY THE MANDATE RULE TO HOLD THAT THE PLAINTIFFS HAVE STANDING AND THAT THEIR DISPUTE IS JUSTICIABLE, BUT (2) THE PLAINTIFFS' CONSTITUTIONAL CHALLENGES ARE ENTIRELY WITHOUT MERIT. FOR THE FOREGOING REASONS, DEFENDANTS' MOTION TO DISMISS THE THIRD AMENDED COMPLAINT [DI 127] IS GRANTED. THE CLERK SHALL ENTER JUDGMENT AND CLOSE THE CASE. (AS FURTHER SET FORTH IN THIS ORDER.) (SIGNED BY JUDGE LEWIS A. KAPLAN ON 7/15/2015) (KKO) MODIFIED ON 7/20/2015 (SOH). (ENTERED: 07/15/2015)

(#37) LETTER ADDRESSED TO JUDGE LEWIS A. KAPLAN FROM MARK D. ALLISON DATED DECEMBER 18, 2018 RE: PROPOSED ORDER OUTLINING THE ROLE OF LEAD COUNSEL. DOCUMENT FILED BY ACKVIEW SOLO 401K PLAN, AEROVANE LOGISTICS LLC ROTH 401K PLAN, MICHAEL BEN-JACOB, TODD BERGERON, BLACKRAIN PEGASUS LLC SOLO 401K PLAN, BLUE OCEAN EQUITY LLC RETIREMENT PLAN, DOSTON BRADLEY, CSCC CAPITAL PENSION PLAN, BRADLEY CRESCENZO, GAVIN CRESCENZO, DELGADO FOX LLC SOLO 401K PLAN, SEAN DRISCOLL, EDGEPOINT CAPITAL LLC ROTH 401K PLAN, FIFTYEIGHTSIXTY LLC SOLO 401K PLAN, GYOS 23 LLC SOLO 401K PLAN, HEADSAIL MANUFACTURING LLC ROTH 401K PLAN, JML CAPITAL LLC 401K PLAN, KK LAW FIRM RETIREMENT PLAN TRUST, KEVIN KENNING, THOMAS KERTELITS, ROBERT KLUGMAN, JOHN LACHANCE, ROGER LEHMAN, NYCATX LLC SOLO 401K PLAN, VINCENT NATOLI, NATOLI MANAGEMENT PENSION PLAN, NOVA FONTA TRADING LLC 401K PLAN, ONEZEROFIVE LLC SOLO 401K PLAN, PEGASUS FOX 23 LLC SOLO 401K PLAN, SVETLIN PETKOV, MITCHELL PROTASS, RANDOM HOLDINGS 401K PLAN, SANFORD VILLA PENSION PLAN, THE 78 YORKTOWN PENSION PLAN, THE ARIA PENSION PLAN, THE ASTON ADVISORS LLC 401K PLAN, THE ATLANTIC DHR 401K PLAN, THE BALMORAL MANAGEMENT LLC 401K PENSION PLAN, THE BEECH TREE PARTNERS 401K PLAN, THE BELFORTE PENSION PLAN, THE BELLA CONSULTANTS PENSION PLAN, THE BLACKBIRD 401K PLAN, THE BRADLEY LONDON PENSION PLAN, THE BRAVOS ADVISORS 401K PLAN, THE BUSBY BLACK 401K PLAN, THE CSCC CAPITAL PENSION PLAN, THE CAMBRIDGE TOWN LINE PENSION PLAN, THE CANADA ROCK LLC 401K PLAN, THE CARDINAL CONSULTING PENSION PLAN, THE CHAMBERS PROPERTY MANAGEMENT LLC 401K PLAN, THE COSTELLO ADVISORS PENSION PLAN, THE CROW ASSOCIATES PENSION PLAN, THE DMR PENSION PLAN, THE DIAMOND SCOTT CAPITAL PENSION PLAN, THE DINK14 LLC 401K PLAN, THE DOSMON BLY PENSION PLAN, THE EGRET ASSOCIATES LLC 401K PLAN, THE ESKIN PENSION PLAN, THE EVERYTHING CLEAN LLC 401K PLAN, THE FWC CAPITAL LLC PENSION PLAN, THE FIELDCREST PENSION PLAN, THE GREEN GROUP SITE PENSION PLAN, THE HAWK GROUP PENSION PLAN, THE HERON ADVISORS PENSION PLAN, THE HIBISCUS PARTNERS LLC 401K PLAN, THE HOBOKEN ADVISORS LLC 401K PLAN, THE HOTEL FROMANCE PENSION PLAN, THE HOUSTON ROCCO LLC 401K PLAN, THE ISDB PENSION PLAN, THE INDIA BOMBAY LLC 401K PENSION PLAN, THE JT HEALTH CONSULTING LLC 401K PLAN, THE JAYFRAN BLUE PENSION PLAN, THE JOANNE E. BRADLEY SOLO 401K PLAN, THE JUMP GROUP LLC 401K PLAN, THE KASV GROUP PENSION PLAN, THE KODIAK CAPITAL PENSION PLAN, THE KRABI HOLDINGS LLC 401K PLAN, THE KYBER PENSION PLAN, THE LBR CAPITAL PENSION PLAN, THE LAKEVIEW ADVISORS 401K PLAN, THE LERICI CAPITAL PENSION PLAN, THE LUDLOW HOLDINGS 401K PLAN, THE M2F WELLNESS LLC 401K PLAN, THE MPQ HOLDINGS LLC 401K PLAN, THE MAPLE ADVISORS LLC 401K PLAN, THE MONIN AMPER PENSION PLAN, THE MOUNTAIN AIR LLC 401K PLAN, THE MUELLER INVESTMENTS PENSION PLAN, THE NYC STANISMORE PENSION PLAN, THE OAK TREE ONE 401K PLAN, THE OAKS GROUP PENSION PLAN, THE OSPREY ASSOCIATES LLC 401K PLAN, THE PATRICK PARTNERS CONGLOMERATE PENSION PLAN, THE PETKOV MANAGEMENT LLC 401K PLAN, THE PETKOV PARTNERS PENSION PLAN, THE PROPER PACIFIC LLC 401K PLAN, THE RDL CONSULTING GROUP LLC PENSION PLAN, THE REGOLETH PENSION PLAN, THE ROBIN DANIEL PENSION PLAN, THE SKSL LLC PENSION PLAN, THE SPKK LLC 401K PLAN, THE SVP 401K PLAN, THE SABA CAPITAL LLC 401K PLAN, THE SANDPIPER PENSION PLAN, THE SEA BRIGHT ADVISORS LLC 401K PLAN, THE SECTOR 230 LLC 401K PLAN, THE SHAPIRO BLUE MANAGEMENT LLC 401K PLAN, THE SINCLAIR PENSION PLAN, THE SKYBAX LLC 401K PLAN, THE SNOW HILL PENSION PLAN, THE STARK PENSION PLAN, THE STOR CAPITAL CONSULTING LLC 401K PLAN, THE TKKJ LLC 401K PLAN, THE TAG REALTY ADVISORS LLC 401K, THE TEXAS ROCCO LLC 401K PLAN, THE THROCKMORTON REALTY ADVISORS 401K PLAN, THE WAVE MAVEN LLC 401K PLAN, THE WEST RIVER PENSION PLAN, THE WESTPORT ADVISORS LLC 401K PLAN, THE WESTRIDGE AVE LLC 401K PLAN, THE ZEN TRAINING LLC 401(K) PLAN, MATTHEW TUCCI, VALERIUS LLC SOLO 401K PLAN, CARL ANDREW VERGARI.FILED IN ASSOCIATED CASES: 1:18-MD-02865-LAK ET AL.(ALLISON, MARK) (ENTERED: 12/19/2018)

(#36) PROPOSED ORDER. DOCUMENT FILED BY MATTHEW TUCCI, ACKVIEW SOLO 401K PLAN, AEROVANE LOGISTICS LLC ROTH 401K PLAN, MICHAEL BEN-JACOB, TODD BERGERON, BLACKRAIN PEGASUS LLC SOLO 401K PLAN, BLUE OCEAN EQUITY LLC RETIREMENT PLAN, DOSTON BRADLEY, CSCC CAPITAL PENSION PLAN, BRADLEY CRESCENZO, GAVIN CRESCENZO, DELGADO FOX LLC SOLO 401K PLAN, SEAN DRISCOLL, EDGEPOINT CAPITAL LLC ROTH 401K PLAN, FIFTYEIGHTSIXTY LLC SOLO 401K PLAN, GYOS 23 LLC SOLO 401K PLAN, HEADSAIL MANUFACTURING LLC ROTH 401K PLAN, KK LAW FIRM RETIREMENT PLAN TRUST, KEVIN KENNING, THOMAS KERTELITS, ROBERT KLUGMAN, JOHN LACHANCE, ROGER LEHMAN, NYCATX LLC SOLO 401K PLAN, VINCENT NATOLI, NATOLI MANAGEMENT PENSION PLAN, NOVA FONTA TRADING LLC 401K PLAN, ONEZEROFIVE LLC SOLO 401K PLAN, PEGASUS FOX 23 LLC SOLO 401K PLAN, SVETLIN PETKOV, MITCHELL PROTASS, RANDOM HOLDINGS 401K PLAN, SANFORD VILLA PENSION PLAN, THE 78 YORKTOWN PENSION PLAN, THE ARIA PENSION PLAN, THE ASTON ADVISORS LLC 401K PLAN, THE ATLANTIC DHR 401K PLAN, THE BALMORAL MANAGEMENT LLC 401K PENSION PLAN, THE BEECH TREE PARTNERS 401K PLAN, THE BELFORTE PENSION PLAN, THE BELLA CONSULTANTS PENSION PLAN, THE BLACKBIRD 401K PLAN, THE BRADLEY LONDON PENSION PLAN, THE BRAVOS ADVISORS 401K PLAN, THE BUSBY BLACK 401K PLAN, THE CSCC CAPITAL PENSION PLAN, THE CAMBRIDGE TOWN LINE PENSION PLAN, THE CANADA ROCK LLC 401K PLAN, THE CARDINAL CONSULTING PENSION PLAN, THE CHAMBERS PROPERTY MANAGEMENT LLC 401K PLAN, THE COSTELLO ADVISORS PENSION PLAN, THE CROW ASSOCIATES PENSION PLAN, THE DMR PENSION PLAN, THE DIAMOND SCOTT CAPITAL PENSION PLAN, THE DINK14 LLC 401K PLAN, THE DOSMON BLY PENSION PLAN, THE EGRET ASSOCIATES LLC 401K PLAN, THE ESKIN PENSION PLAN, THE EVERYTHING CLEAN LLC 401K PLAN, THE FWC CAPITAL LLC PENSION PLAN, THE FIELDCREST PENSION PLAN, THE GREEN GROUP SITE PENSION PLAN, THE HAWK GROUP PENSION PLAN, THE HERON ADVISORS PENSION PLAN, THE HIBISCUS PARTNERS LLC 401K PLAN, THE HOBOKEN ADVISORS LLC 401K PLAN, THE HOTEL FROMANCE PENSION PLAN, THE HOUSTON ROCCO LLC 401K PLAN, THE ISDB PENSION PLAN, THE INDIA BOMBAY LLC 401K PENSION PLAN, THE JT HEALTH CONSULTING LLC 401K PLAN, THE JAYFRAN BLUE PENSION PLAN, THE JOANNE E. BRADLEY SOLO 401K PLAN, THE JUMP GROUP LLC 401K PLAN, THE KASV GROUP PENSION PLAN, THE KODIAK CAPITAL PENSION PLAN, THE KRABI HOLDINGS LLC 401K PLAN, THE KYBER PENSION PLAN, THE LBR CAPITAL PENSION PLAN, THE LAKEVIEW ADVISORS 401K PLAN, THE LERICI CAPITAL PENSION PLAN, THE LUDLOW HOLDINGS 401K PLAN, THE M2F WELLNESS LLC 401K PLAN, THE MPQ HOLDINGS LLC 401K PLAN, THE MAPLE ADVISORS LLC 401K PLAN, THE MONIN AMPER PENSION PLAN, THE MOUNTAIN AIR LLC 401K PLAN, THE MUELLER INVESTMENTS PENSION PLAN, THE NYC STANISMORE PENSION PLAN, THE OAK TREE ONE 401K PLAN, THE OAKS GROUP PENSION PLAN, THE OSPREY ASSOCIATES LLC 401K PLAN, THE PATRICK PARTNERS CONGLOMERATE PENSION PLAN, THE PETKOV MANAGEMENT LLC 401K PLAN, THE PETKOV PARTNERS PENSION PLAN, THE PROPER PACIFIC LLC 401K PLAN, THE RDL CONSULTING GROUP LLC PENSION PLAN, THE REGOLETH PENSION PLAN, THE ROBIN DANIEL PENSION PLAN, THE SKSL LLC PENSION PLAN, THE SPKK LLC 401K PLAN, THE SVP 401K PLAN, THE SABA CAPITAL LLC 401K PLAN, THE SANDPIPER PENSION PLAN, THE SEA BRIGHT ADVISORS LLC 401K PLAN, THE SECTOR 230 LLC 401K PLAN, THE SHAPIRO BLUE MANAGEMENT LLC 401K PLAN, THE SINCLAIR PENSION PLAN, THE SKYBAX LLC 401K PLAN, THE SNOW HILL PENSION PLAN, THE STARK PENSION PLAN, THE STOR CAPITAL CONSULTING LLC 401K PLAN, THE TKKJ LLC 401K PLAN, THE TAG REALTY ADVISORS LLC 401K, THE TEXAS ROCCO LLC 401K PLAN, THE THROCKMORTON REALTY ADVISORS 401K PLAN, THE WAVE MAVEN LLC 401K PLAN, THE WEST RIVER PENSION PLAN, THE WESTPORT ADVISORS LLC 401K PLAN, THE WESTRIDGE AVE LLC 401K PLAN, THE ZEN TRAINING LLC 401(K) PLAN, VALERIUS LLC SOLO 401K PLAN, CARL ANDREW VERGARI. (ALLISON, MARK) PROPOSED ORDER TO BE REVIEWED BY CLERK'S OFFICE STAFF. (ENTERED: 12/18/2018)

(#28) ORDER DENYING AS MOOT #24 MOTION TO DISMISS. ON DECEMBER 20, 2021, PLAINTIFF IN THE ABOVE CAPTIONED CASE FILED AN AMENDED COMPLAINT (ECF NO. 27) PURSUANT TO FEDERAL RULE OF CIVIL PROCEDURE 15(A)(1)(B). IN LIGHT OF THE PLAINTIFF'S AMENDED COMPLAINT, THE DEFENDANTS' JOINT MOTION TO DISMISS THE PLAINTIFF'S ORIGINAL COMPLAINT (ECF NO. 24) IS NOW MOOT. ACCORDINGLY, THE CLERK OF COURT IS RESPECTFULLY DIRECTED TO TERMINATE THE MOTION PENDING AT DOCKET NUMBER 24. SO ORDERED. (SIGNED BY JUDGE JOHN F. KEENAN ON 12/21/2021) (TG) (ENTERED: 12/21/2021)

(#27) AMENDED COMPLAINT AMENDING #26 AMENDED COMPLAINT AGAINST PRESIDIO HOLDINGS INC., PRESIDIO LLC, PRESIDIO NETWORKED SOLUTIONS GROUP, LLC, PRESIDIO NETWORKED SOLUTIONS LLC, PRESIDIO TECHNOLOGY CAPITAL, LLC, PRESIDIO, INC. WITH JURY DEMAND.DOCUMENT FILED BY ERIC LAPRAIRIE. RELATED DOCUMENT: #26 AMENDED COMPLAINT..(FERRIS, JONATHAN) (ENTERED: 12/20/2021)

(#69) FINAL JUDGMENT AND ORDER SETTLING ACTION. (SIGNED BY JUDGE RICHARD J. HOLWELL ON 12/4/07) (ATTACHMENTS: # 1 NOTICE OF RIGHT TO APPEAL)FILED IN ASSOCIATED CASES: 1:06-MD-01771-RJH ET AL.(ML) (ENTERED: 12/06/2007)

(#68) SUPPLEMENTAL MEMORANDUM OF LAW IN SUPPORT RE: (61 IN 1:06-CV-00693-RJH, 58 IN 1:06-CV-05402-RJH, 60 IN 1:06-CV-01167-RJH, 70 IN 1:06-MD-01771-RJH, 69 IN 1:06-CV-00669-RJH, 58 IN 1:06-CV-04644-RJH, 59 IN 1:06-CV-04647-RJH, 58 IN 1:06-CV-04646-RJH, 59 IN 1:06-CV-04643-RJH, 58 IN 1:06-CV-04645-RJH, 58 IN 1:06-CV-04648-RJH, 58 IN 1:06-CV-04642-RJH) MOTION TO APPROVE.. DOCUMENT FILED BY "A MILLION LITTLE PIECES" PLAINTIFFS' GROUP. FILED IN ASSOCIATED CASES: 1:06-MD-01771-RJH ET AL.(SMITH, EVAN) (ENTERED: 11/01/2007)

(#16) OPINION AND ORDER: ACCORDINGLY, THE COURT CONCLUDES THAT, IN A SIPA PROCEEDING SUCH AS THIS, A DEFENDANT MAY SUCCEED ON A MOTION TO DISMISS BY SHOWING THAT THE COMPLAINT DOES NOT PLAUSIBLY ALLEGE THAT THAT DEFENDANT DID NOT ACT IN GOOD FAITH. BECAUSE THIS DETERMINATION MUST BE MADE ON THE BASIS OF THE SPECIFIC ALLEGATIONS IN THE TRUSTEE'S VARIOUS COMPLAINTS, THE COURT, HAVING SET OUT THE GENERAL FRAMEWORK, HEREBY LEAVES IT TO THE BANKRUPTCY COURT TO DETERMINE IN ANY GIVEN INSTANCE WHETHER THE FOREGOING STANDARDS HAVE BEEN MET. ACCORDINGLY, THE COURT DIRECTS THAT THE FOLLOWING ADVERSARY PROCEEDINGS BE RETURNED TO THE BANKRUPTCY COURT FOR FURTHER PROCEEDINGS CONSISTENT WITH THIS OPINION AND ORDER: (1) THOSE CASES LISTED IN EXHIBIT A OF ITEM NUMBER 197 ON THE DOCKET OF 12 MISC. 115; AND (2) THOSE CASES LISTED IN THE SCHEDULE ATTACHED TO ITEM NUMBER 468 ON THE DOCKET OF 12 MISC. 115 THAT WERE DESIGNATED AS HAVING BEEN ADDED TO THE "GOOD FAITH" CONSOLIDATED BRIEFING. (SIGNED BY JUDGE JED S. RAKOFF ON 4/27/2014) (MRO) (ENTERED: 05/12/2014)

(#15) OPINION AND ORDER: ACCORDINGLY, IN ITS DECEMBER 2012 ORDER, THE COURT DENIED THE DEFENDANTS' MOTIONS TO DISMISS TO THE EXTENT THEY RELIED ON THE ISSUES DISCUSSED HEREIN. EXCEPT TO THE EXTENT PROVIDED IN OTHER ORDERS, THE COURT DIRECTS THAT THE FOLLOWING ADVERSARY PROCEEDINGS BE RETURNED TO THE BANKRUPTCY COURT FOR FURTHER PROCEEDINGS CONSISTENT WITH THIS OPINION AND ORDER: (1) THOSE CASES LISTED IN EXHIBIT A OF ITEM NUMBER 314 ON THE DOCKET OF 12 MISC 115; AND (2) THOSE CASES LISTED IN THE SCHEDULE ATTACHED TO ITEM NUMBER 468 ON THE DOCKET OF 12 MISC. 115 THAT WERE DESIGNATED AS HAVING BEEN ADDED TO THE "SECTION 550(A)" CONSOLIDATED BRIEFING.. (SIGNED BY JUDGE JED S. RAKOFF ON 10/28/2013) (JS) (ENTERED: 10/30/2013)

(#58) LETTER MOTION TO CONTINUE INITIAL PRE-TRIAL CONFERENCE ADDRESSED TO JUDGE LORNA G. SCHOFIELD FROM PLAINTIFF, SECURITIES AND EXCHANGE COMMISSION DATED 2/27/20. DOCUMENT FILED BY SECURITIES AND EXCHANGE COMMISISON. (ATTACHMENTS: #1 EXHIBIT UPDATE ON SERVICE OF PROCESS).(ISRAEL, REBECCA) (ENTERED: 02/27/2020)

(#57) SUMMONS RETURNED EXECUTED. AARON DALE WISE SERVED ON 2/18/2020, ANSWER DUE 3/10/2020. SERVICE WAS ACCEPTED BY BEN GILKEY AS CO-RESIDENT. DOCUMENT FILED BY SECURITIES AND EXCHANGE COMMISISON..(SHIELDS, KATHLEEN) (ENTERED: 02/25/2020)

(#98) STIPULATION AND ORDER OF DISMISSAL: NOW, THEREFORE, IN CONSIDERATION OF THE PREMISES, IT IS HEREBY STIPULATED AND AGREED BY AND BETWEEN THE ATTORNEYS FOR THE PLAINTIFFS AND THE DEFENDANTS AS FOLLOWS: PURSUANT TO FEDERAL RULES OF CIVIL PROCEDURE 41(A)(L)(A)(II), THE SECOND CLAIM FOR RELIEF IN THE COMPLAINT IS DISMISSED WITH PREJUDICE; AND, 2. THE MOTION IS WITHDRAWN WITH PREJUDICE. 3. THIS STIPULATION AND PROPOSED ORDER OF DISMISSAL MAY BE SIGNED IN TWO OR MORE COUNTERPARTS. (SIGNED BY JUDGE VINCENT L. BRICCETTI ON 12/1/2014) (RJ) (ENTERED: 12/01/2014)

***NOTE TO ATTORNEY - DOCUMENT REFERRED TO JUDGE FOR APPROVAL. NOTE TO ATTORNEY THOMAS SINCLAIR DOCUMENT #95 STIPULATION OF VOLUNTARY DISMISSAL WAS REFERRED TO JUDGE VINCENT L. BRICCETTI FOR APPROVAL. (KM) (ENTERED: 12/01/2014)

(#16) JOINT STIPULATION ACCEPTING SERVICE OF PROCESS AND ORDER EXTENDING TIME TO RESPOND TO COMPLAINT: IT IS HEREBY STIPULATED AND AGREED, BY AND BETWEEN THE UNDERSIGNED COUNSEL, AND SUBJECT TO COURT APPROVAL, THAT: UNDERSIGNED COUNSEL FOR THE COUPANG DEFENDANTS AND UNDERWRITER DEFENDANTS ARE AUTHORIZED TO ACCEPT, AND HEREBY DO ACCEPT, SERVICE OF THE SUMMONS AND COMPLAINT IN THIS MATTER ON BEHALF OF THEIR CLIENTS, TO THE EXTENT NOT ALREADY SERVED, WITHOUT PREJUDICE AND WITHOUT WAIVER OF ANY OF DEFENDANTS' DEFENSES, OBJECTIONS, OR ARGUMENTS, EXCEPT AS TO SUFFICIENCY OF SERVICE OF PROCESS. DEFENDANTS ARE NOT REQUIRED TO ANSWER, MOVE AGAINST, OR OTHERWISE RESPOND TO PLAINTIFFS' INITIAL COMPLAINT UNLESS IT IS DESIGNATED AS THE OPERATIVE COMPLAINT BY THE COURT APPOINTED LEAD PLAINTIFF UNDER THE SCHEDULE BELOW. THE COURT-APPOINTED LEAD PLAINTIFF SHALL HAVE SIXTY (60) DAYS AFTER APPOINTMENT TO FILE AN AMENDED COMPLAINT OR, ALTERNATIVELY, TO DESIGNATE THE INITIAL COMPLAINT AS THE OPERATIVE COMPLAINT. DEFENDANTS SHALL ANSWER, MOVE AGAINST, OR OTHERWISE RESPOND TO THE OPERATIVE COMPLAINT WITHIN SIXTY (60) DAYS AFTER THE COURT-APPOINTED LEAD PLAINTIFF (A) FILES AN AMENDED COMPLAINT, OR (B) DESIGNATES THE INITIAL COMPLAINT AS THE OPERATIVE COMPLAINT HEREIN. THE COURT-APPOINTED LEAD PLAINTIFF SHALL HAVE SIXTY (60) DAYS TO OPPOSE ANY MOTION(S) DEFENDANTS MAY FILE TO DISMISS THE OPERATIVE COMPLAINT. DEFENDANTS' REPLIES SHALL BE DUE FORTY-FIVE (45) DAYS AFTER THE FILING OF THE COURT APPOINTED LEAD PLAINTIFF'S OPPOSITION PAPERS. (SIGNED BY JUDGE VERNON S. BRODERICK ON 9/16/2022) (RRO) (ENTERED: 09/16/2022)

(#15) PROPOSED STIPULATION AND ORDER. DOCUMENT FILED BY GAURAV ANAND, MATTHEW CHRISTENSEN, COUPANG, INC., LYDIA JETT, BOM SUK KIM, NEIL MEHTA, MICHAEL PARKER, BENJAMIN SUN, KEVIN WARSH, HARRY YOU..(EHRLICH, ANDREW) (ENTERED: 09/15/2022)

(#41) JOINT LETTER ADDRESSED TO JUDGE WILLIAM H. PAULEY, III FROM BRENT E. PELTON DATED MAY 14, 2015 RE: PARTIES' INTENTION TO PUBLICLY FILE A REVISED SETTLEMENT AGREEMENT AND SUPPORTING DOCUMENTATION. DOCUMENT FILED BY LYNN MAHALICK, STEPHAN ORTIZ, ANTHONY SCARSELLA.(PELTON, BRENT) (ENTERED: 05/14/2015)

(#40) MEMORANDUM & ORDER: FOR THE FOREGOING REASONS, THE PARTIES' REQUEST FOR APPROVAL OF THEIR SETTLEMENT AGREEMENT AND DISMISSAL OF THIS ACTION IS DENIED. THE PARTIES ARE DIRECTED TO NOTIFY THIS COURT BY MAY 14, 2015 OF THEIR INTENTION TO EITHER (1) PUBLICLY FILE A REVISED SETTLEMENT AGREEMENT AND SUPPORTING DOCUMENTATION IN ACCORD WITH THIS MEMORANDUM & ORDER, OR (2) ABANDON SETTLEMENT AND SUBMIT A JOINT PRE-TRIAL ORDER. (SIGNED BY JUDGE WILLIAM H. PAULEY, III ON 4/30/2015) (MRO) (ENTERED: 04/30/2015)

(#32) STIPULATION AND CONFIDENTIALITY ORDER...REGARDING PROCEDURES TO BE FOLLOWED THAT SHALL GOVERN THE HANDLING OF CONFIDENTIAL MATERIAL... SO ORDERED. (SIGNED BY JUDGE ALISON J. NATHAN ON 9/30/2019) (KV) (ENTERED: 09/30/2019)

(#31) REVISED CIVIL CASE MANAGEMENT PLAN AND SCHEDULING ORDER: ALL PARTIES DO NOT CONSENT TO CONDUCTING ALL FURTHER PROCEEDINGS BEFORE A UNITED STATES MAGISTRATE JUDGE, INCLUDING MOTIONS AND TRIAL PURSUANT TO 28 U.S.C. 636(C). THE PARTIES HAVE CONFERRED PURSUANT TO FED. R. CIV. P. 26(F). THIS CASE IS NOT TO BE TRIED TO A JURY. NON-EXPERT DEPOSITIONS SHALL BE COMPLETED BY MAY 1, 2020. (EXPERT DEPOSITION DUE BY 7/31/2020., FACT DISCOVERY DUE BY 5/1/2020., EXPERT DISCOVERY DUE BY 7/31/2020., CASE MANAGEMENT CONFERENCE SET FOR 6/26/2020 AT 03:00 PM BEFORE JUDGE ALISON J. NATHAN.), MOTIONS TERMINATED: #26 JOINT LETTER MOTION FOR DISCOVERY (REQUESTING EXTENSION OF CERTAIN DISCOVERY DEADLINES, ENCLOSING A PROPOSED REVISED SCHEDULING ORDER, AND ENCLOSING A PROPOSED CONFIDENTIALITY AGREEMENT AND PROTECTIVE ORDER) ADDRESSED TO JUDGE ALISON J. NATHAN FILED BY NOVA-TECH ENGINEERING, LP. (SIGNED BY JUDGE ALISON J. NATHAN ON 9/30/2019) (KV) (ENTERED: 09/30/2019)

(#23) ANSWER TO 22 COUNTERCLAIM. DOCUMENT FILED BY DANIEL NELSON.(ISAAC, MARC) (ENTERED: 02/06/2012)

(#22) ANSWER TO 13 AMENDED COMPLAINT., COUNTERCLAIM AGAINST DANIEL NELSON. DOCUMENT FILED BY NO MUSIC NO LIFE, LLC, CHARLES BENANTE, CHARLES BENANTE, LLC, FRANK BELLO, WORSHIP MUSIC TOURING, LLC, SCOTT IAN ROSENFELD.(CAPLAN, BRIAN) (ENTERED: 01/20/2012)

(#96) LETTER ADDRESSED TO JUDGE ALISON J. NATHAN FROM KENNETH L. DOROSHOW DATED JANUARY 28, 2016 RE: MOTION FOR ATTORNEYS' FEES AND COSTS. DOCUMENT FILED BY ARISTA RECORDS LLC, ATLANTIC RECORDS CORPORATION, CAPITOL RECORDS, LLC, ELEKTRA ENTERTAINMENT GROUP INC., LAFACE RECORDS LLC, SONY MUSIC ENTERTAINMENT, UMG RECORDINGS, INC., WARNER BROS. RECORDS INC., WARNER MUSIC GROUP CORP., ZOMBA RECORDING LLC.(DOROSHOW, KENNETH) (ENTERED: 01/28/2016)

(#95) INTERNET CITATION NOTE: MATERIAL FROM DECISION WITH INTERNET CITATION RE: 58 ORDER. (RJ) (ENTERED: 12/29/2015)

(#80) AFFIDAVIT OF JOHN J.P. HOWLEY IN SUPPORT RE: #79 PROPOSED CLERK'S CERTIFICATE OF DEFAULT,, #78 PROPOSED CLERK'S CERTIFICATE OF DEFAULT,. DOCUMENT FILED BY CRISTIAN ASITIMBAY, MARIO ASITIMBAY, JUAN AGAPITO CARRANZA, DIEGO A. ESTRADA, VICTOR GONZALEZ, BRYAN MACANCELA, EDISON MACANCELA, MILTON QUIZHPILEMA, JOSE VAZQUEZ REYES, ROGELIO DE JESUS SANTOS, FELIPE VEGA-LOYOLA, EDUARDO YUNGA, VLADIMIR YUNGA. (HOWLEY, JOHN) (ENTERED: 10/15/2018)

***NOTICE TO ATTORNEY REGARDING DEFICIENT PROPOSED CLERK'S CERTIFICATE OF DEFAULT: NOTICE TO ATTORNEY JOHN HOWLEY REGARDING DOCUMENT NO. #79 PROPOSED CLERK'S CERTIFICATE OF DEFAULT #78 PROPOSED CLERK'S CERTIFICATE OF DEFAULT. THE FILING IS DEFICIENT FOR THE FOLLOWING REASON(S): THE AFFIDAVIT IN SUPPORT OF THE CLERK'S CERTIFICATE NEEDS TO BE FILED AS A SEPARATE ENTRY (FILED UNDER OTHER ANSWERS, AFFIDAVIT IN SUPPORT OF A NON-MOTION). (KM) (ENTERED: 10/15/2018)

APPEAL RECORD SENT TO USCA (ELECTRONIC FILE). CERTIFIED INDEXED RECORD ON APPEAL ELECTRONIC FILES FOR #84 NOTICE OF APPEAL, FILED BY TLA CLAIMHOLDERS GROUP WERE TRANSMITTED TO THE U.S. COURT OF APPEALS. (TP) (ENTERED: 09/02/2022)

TRANSMISSION OF NOTICE OF APPEAL AND CERTIFIED COPY OF DOCKET SHEET TO US COURT OF APPEALS RE: #84 NOTICE OF APPEAL. (TP) (ENTERED: 09/02/2022)

(#46) FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - MOTION FOR JUDGMENT DECLARATION OF MERYL SCHWARTZ. DOCUMENT FILED BY CHERYL SCHNEIDER. (ATTACHMENTS: #1 EXHIBIT PAIN AND SUFFERING, #2 EXHIBIT SOLATIUM)FILED IN ASSOCIATED CASES: 1:03-MD-01570-GBD-SN ET AL..(SCHWARTZ, MERYL) MODIFIED ON 3/29/2022 (DB). (ENTERED: 03/29/2022)

(#45) MOTION FOR JUDGMENT AGAINST TALIBAN AND MUHAMMED OMAR. DOCUMENT FILED BY CHERYL SCHNEIDER.FILED IN ASSOCIATED CASES: 1:03-MD-01570-GBD-SN ET AL..(SCHWARTZ, MERYL) (ENTERED: 03/29/2022)

(#17) STIPULATION OF SETTLEMENT: NOW, THEREFORE, IT IS HEREBY AGREED BY COUNSEL FOR THE UNDERSIGNED PARTIES THAT: THE HOUSING AUTHORITY WILL PERFORM INTERIM RECERTIFICATIONS OF FAMILY INCOME AND HOUSEHOLD COMPOSITION WHEN A TENANT ORALLY REPORTS A CHANGE IN HOUSEHOLD INCOME, ASSETS, EXPENSES OR FAMILY COMPOSITION SINCE THE LAST ANNUAL REVIEW, OR THE TENANT SUBMITS A WRITTEN REQUEST FOR AN INTERIM RECERTIFICATION BASED ON SUCH CHANGES. DEFENDANTS SHALL PAY PLAINTIFFS $65,000.00 (SIXTY-FIVE THOUSAND DOLLARS) FOR ATTORNEYS' FEES AND COSTS. THIS ACTION IS DISCONTINUED WITH PREJUDICE EXCEPT THE COURT WILL RETAIN JURISDICTION DURING THE STIPULATION PERIOD FOR ENFORCEMENT OF THIS AGREEMENT. SO ORDERED. (SIGNED BY JUDGE THOMAS P. GRIESA ON 4/19/2013) (AMA) MODIFIED ON 5/13/2013 (AMA). (ENTERED: 04/22/2013)

(#16) SETTLEMENT AGREEMENT STIPULATION AND LEASED HOUSING DIRECTIVE. DOCUMENT FILED BY SCHERE BARCLAY, BIENVENIDA BENCOSME, CORISHA BROWN, MOLLA BROWN, FLORINE BUMPARS, TAMERA CUNNINGHAM, TERRANCE DEBRECOURT, CHRISTIAN FALOYE, WILMA HOLLISTER, DAWN HOLMES, JANET LOPEZ-GRULLON, ELYSE NEMEROWSKY, ANGEL RIVERA, KAREN RIVERA, LISA RIVERA, JEANNETTE RODRIGUEZ, EMELISA RUIZ, MYRNA SANTIAGO, CONSTANCE SPEARMAN, CASEY TOWNES, JUSTINA ZENO.(DAVIE, IAN) (ENTERED: 02/05/2013)

(#31) STIPULATION AND ORDER OF DISMISSAL WITH PREJUDICE: IT IS HEREBY STIPULATED AND AGREED BY AND BETWEEN THE PARTIES THAT THE PARTIES HAVE AGREED TO AMICABLY RESOLVE ANY AND ALL CLAIMS BY THE PLAINTIFF AGAINST DEFENDANTS IN THIS ACTION, INCLUDING ANY CLAIM UNDER THE FAIR LABOR STANDARDS ACT, 29 U.S.C. 201, AND HAVE AUTHORIZED THEIR UNDERSIGNED COUNSEL TO STIPULATE, CONSENT AND AGREE TO DISMISS THE INSTANT ACTION WITH PREJUDICE. NO ATTORNEYS' FEES OR COSTS WILL BE AWARDED TO ANY PARTY BY THE COURT. THE TERMS OF THE PARTIES' SETTLEMENT HAVE BEEN REVIEWED AND APPROVED BY THE COURT. CLERK TO CLOSE THIS CASE. (SIGNED BY JUDGE RICHARD M. BERMAN ON 9/2/2009) (JPO) (ENTERED: 09/02/2009)

(#30) ADMINISTRATIVE ORDER. THE PARTIES ARE HEREBY DIRECTED TO SUBMIT A LETTER TO THE COURT ON OR BEFORE WEDNESDAY, SEPTEMBER 2, 2009 REGARDING THE STATUS OF THE ABOVE-CAPTIONED ACTION. ( STATUS REPORT DUE BY 9/2/2009.) (SIGNED BY JUDGE RICHARD M. BERMAN ON 8/27/09) (DJC) MODIFIED ON 8/28/2009 (DJC). (ENTERED: 08/28/2009)

NOTICE OF CASE REASSIGNMENT TO JUDGE LORETTA A. PRESKA. JUDGE THOMAS P. GRIESA IS NO LONGER ASSIGNED TO THE CASE. (JC) (ENTERED: 06/08/2017)

(#88) STIPULATION OF DISMISSAL WITH PREJUDICE: IT IS HEREBY STIPULATED AND AGREED BY AND BETWEEN THE UNDERSIGNED, THE ATTORNEYS OF RECORD FOR PLAINTIFF NML CAPITAL, LTD., AND DEFENDANT THE REPUBLIC OF ARGENTINA (BEING ALL OF THE PARTIES TO THESE ACTIONS), THAT ANY AND ALL CLAIMS ASSERTED IN THE ABOVE-CAPTIONED ACTIONS SHALL BE AND ARE HEREBY DISMISSED WITH PREJUDICE PURSUANT TO RULE 41(A)(1)(A)(II) OF THE FEDERAL RULES OF CIVIL PROCEDURE, WITH EACH PARTY BEARING ITS OWN COSTS AND ATTORNEYS' FEES. SO ORDERED. (SIGNED BY JUDGE THOMAS P. GRIESA ON 4/25/2016) (AMA) (ENTERED: 04/25/2016)

(#631) LETTER ADDRESSED TO JUDGE DENISE L. COTE FROM TIMOTHY B. FROESSEL DATED 3/11/11 RE: COUNSEL ADVISES THAT IT APPEARS THAT THE COMPLETION OF THE SETTLEMENT BETWEEN DASNY AND DAYTON WILL NOT REQUIRE ANY FURTHER APPLICATIONS TO THE COURT. DOCUMENT FILED BY DORMITORY AUTHORITY STATE OF NEW YORK, TDX CONSTRUCTION CORP.(MRO) (ENTERED: 03/17/2011)

(#630) TRANSCRIPT OF PROCEEDINGS HELD ON 2/14/2011 BEFORE JUDGE DENISE L. COTE. (LNL) (ENTERED: 02/23/2011)

(#31) STIPULATION OF DISMISSAL WITH PREJUDICE: PLAINTIFF/COUNTERCLAIM-DEFENDANT ZEEBOX LIMITED (CURRENTLY DOING BUSINESS AS BEAMLY LIMITED) ("PLAINTIFF"), BY AND THROUGH ITS COUNSEL, BAKER & HOSTETLER LLP, AND DEFENDANTS/COUNTERCLAIM-PLAINTIFFS ASIA TV USA, LTD., ZEE ENTERTAINMENT ENTERPRISES LIMITED AND ASIA TODAY LTD. ("DEFENDANTS"), BY AND THROUGH THEIR COUNSEL, KING & SPALDING LLP,HEREBY STIPULATE AND AGREE TO THE FOLLOWING: PLAINTIFF AND DEFENDANTS HAVE REACHED A SETTLEMENT OF THIS ACTION; PURSUANT TO FEDERAL RULE OF CIVIL PROCEDURE 41(A), ALL CLAIMS ASSERTED IN THIS ACTION BY PLAINTIFF AGAINST DEFENDANTS, ALL COUNTERCLAIMS ASSERTED IN THIS ACTION BY DEFENDANTS AGAINST PLAINTIFF, AND ANY DEFENSES RAISED BY EITHER PLAINTIFF OR DEFENDANTS IN THIS ACTION ARE HEREBY DISMISSED WITH PREJUDICE TO THE RIGHT OF THESE PARTIES ASSERTING THEM IN THE FUTURE AND ALL COSTS, EXPENSES, AND ATTORNEYS' FEES SHALL BE BORNE BY THE PARTY INCURRING THE SAME. IT IS HEREBY ORDERED. (SIGNED BY JUDGE VALERIE E. CAPRONI ON 7/11/2014) (AMA) (ENTERED: 07/14/2014)

(#30) STIPULATED ORDER EXTENDING DATES SET FORTH IN THE SCHEDULING ORDER OF THIS COURT: THE PARTIES TO THIS LITIGATION ("THIS ACTION") HAVE REACHED A TENTATIVE RESOLUTION OF THEIR RESPECTIVE CLAIMS AGAINST EACH OTHER; INCLUDING THOSE PENDING IN THE UNITED KINGDOM. A SETTLEMENT AGREEMENT DOCUMENTING THE PROPOSED TERMS AND CONDITIONS IS CURRENTLY BEING CIRCULATED AMONG THE PARTIES. BECAUSE SETTLEMENT OF THE CLAIMS BEING ASSERTED IN BOTH THE US AND UK ACTIONS IS BEING ADDRESSED IN THE SAME DOCUMENT, THE PARTIES RESPECTFULLY REQUEST THAT THE COURT GRANT A 60 DAY EXTENSION OF ALL UPCOMING DATES SET FORTH IN THIS COURT'S CASE MANAGEMENT PLAN AND SCHEDULING ORDER PENDING A DISMISSAL OF ALL CLAIMS. PARTIES ARE GRANTED A 60 DAY ADJOURNMENT OF ALL UPCOMING DATES AS SET FORTH IN THE CASE MANAGEMENT PLAN AND SCHEDULING ORDER. (SIGNED BY JUDGE VALERIE E. CAPRONI ON 3/6/2014) (DJC) (ENTERED: 03/07/2014)

SET/RESET DEADLINES: RESPONSES DUE BY 7/26/2019 REPLIES DUE BY 8/9/2019. (AMA) (ENTERED: 06/11/2019)

(#124) ORDER: GRANTING #123 LETTER MOTION FOR EXTENSION OF TIME. FINAL. APPLICATION GRANTED. SO ORDERED. (SIGNED BY JUDGE P. KEVIN CASTEL ON 6/10/2019) (AMA) (ENTERED: 06/11/2019)

(#29) AMENDED ANSWER TO #1 COMPLAINT, WITH JURY DEMAND. DOCUMENT FILED BY DILLARD'S, INC...(PUROW, JONATHAN) (ENTERED: 04/23/2020)

(#28) ANSWER TO #1 COMPLAINT, WITH JURY DEMAND. DOCUMENT FILED BY AMAZON.COM, INC., BHLDN.COM, LLC, BAREWEB, INC., BLOOMINGDALE'S INC., BOP LLC, CENTURY 21 DEPARTMENT STORES LLC, DAVID'S BRIDAL, INC., EMINENT INC., ESSENTIAL BRANDS INC.(A NEW YORK CORPORATION), LORD & TAYLOR LLC, NORDSTROM, INC...(PUROW, JONATHAN) (ENTERED: 04/23/2020)

(#50) DECLARATION OF PAUL C. LLEWELLYN IN SUPPORT RE: #49 MOTION FOR KYLE D. GOOCH TO WITHDRAW AS ATTORNEY /COUNSEL FOR DEFENDANT.. DOCUMENT FILED BY LUTRON ELECTRONICS CO., INC.. (LLEWELLYN, PAUL) (ENTERED: 08/03/2018)

(#49) MOTION FOR KYLE D. GOOCH TO WITHDRAW AS ATTORNEY /COUNSEL FOR DEFENDANT. DOCUMENT FILED BY LUTRON ELECTRONICS CO., INC..(LLEWELLYN, PAUL) (ENTERED: 08/03/2018)

(#216) ORDER. IT IS HEREBY ORDERED, THAT THE ABOVE-REFERENCED MOTION (DOCKET ENTRY NO. 213) IS HEREBY TERMINATED FOR PURPOSES OF THE COURT'S DOCKET, WITHOUT PREJUDICE TO REINSTATEMENT UPON APPLICATION, UPON NOTICE TO ADVERSE PARTIES AND ACCOMPANIED BY THE REQUISITE CERTIFICATION; IT IS FURTHER ORDERED, THAT NO RESPONSE TO THE MOTION IS REQUIRED UNLESS A REINSTATEMENT APPLICATION IS GRANTED, IN WHICH CASE THE TIME TO RESPOND OF ANY ADVERSE PARTY WILL BE CALCULATED FROM THE DATE OF SERVICE OF THE ORDER OF REINSTATEMENT AND IN ACCORDANCE WITH LOCAL CIVIL RULE 6.1 OF THE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW YORK. SO ORDERED. TERMINATING WITHOUT PREJUDICE TO REINSTATEMENT UPON APPLICATION #213 MOTION FOR RECONSIDERATION. (SIGNED BY JUDGE LAURA TAYLOR SWAIN ON 8/15/2018) (RJM) (ENTERED: 08/15/2018)

(#215) DECLARATION OF RICHARD P. LIEBOWITZ IN SUPPORT RE: #213 FIRST MOTION FOR RECONSIDERATION OF DISMISSAL WITH PREJUDICE WITH RESPECT TO JET.COM.. DOCUMENT FILED BY BARRY LEVINE, NEIL ZLOZOWER. (ATTACHMENTS: #1 EXHIBIT SETTLEMENT AGREEMENT-SIGNED BY PLAINTIFFS)(TSYVKIN, YEKATERINA) (ENTERED: 08/13/2018)

(#71) MEMO ENDORSEMENT ON RE: #70 LETTER FILED BY BOARD OF TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK. ENDORSEMENT: APPLICATION GRANTED. FURTHER SUCH EXTENSION REQUESTS ARE UNLIKELY TO BE GRANTED. SO ORDERED. (SIGNED BY JUDGE JESSE M. FURMAN ON 8/4/2021) (JCA) (ENTERED: 08/04/2021)

(#70) JOINT LETTER ADDRESSED TO JUDGE JESSE M. FURMAN FROM ROBERTA A. KAPLAN DATED JULY 30, 2021 RE: STATUS REPORT. DOCUMENT FILED BY BOARD OF TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK..(KAPLAN, ROBERTA) (ENTERED: 07/30/2021)

(#30) ELECTRONIC SUMMONS ISSUED AS TO JOHN DOE. (PC) (ENTERED: 09/04/2018)

(#29) ELECTRONIC SUMMONS ISSUED AS TO HERBERT (LAST NAME UNKNOWN). (PC) (ENTERED: 09/04/2018)

SET/RESET DEADLINES: ERIC ADAMS ANSWER DUE 11/30/2022; DAVID C. BANKS ANSWER DUE 11/30/2022; NEW YORK CITY COMPTROLLER'S OFFICE ANSWER DUE 11/30/2022; NEW YORK CITY DEPARTMENT OF EDUCATION ANSWER DUE 11/30/2022; BRAD LANDER ANSWER DUE 11/30/2022; CITY OF NEW YORK ANSWER DUE 11/30/2022. (RRO) (ENTERED: 09/19/2022)

(#10) ORDER GRANTING #9 LETTER MOTION FOR EXTENSION OF TIME. THE APPLICATION IS GRANTED. SO ORDERED. (SIGNED BY JUDGE PAUL G. GARDEPHE ON 9/19/2022) (RRO) (ENTERED: 09/19/2022)

(#296) JOINT LETTER MOTION FOR EXTENSION OF TIME ADDRESSED TO JUDGE KATHERINE POLK FAILLA FROM DANIEL L. BROCKETT, MICHAEL B. EISENKRAFT, RICHARD F. SCHWED,JASON M. HALL, ROBERT Y. SPERLING, HENRY LIU, MICHAEL A. PASKIN, ALAN J. BRUDNER, ALEXIS COLLINS DATED MAY 1, 2020. DOCUMENT FILED BY IOWA PUBLIC EMPLOYEES' RETIREMENT SYSTEM, LOS ANGELES COUNTY EMPLOYEES RETIREMENT ASSOCIATION, ORANGE COUNTY EMPLOYEES RETIREMENT SYSTEM, SONOMA COUNTY EMPLOYEES' RETIREMENT ASSOCIATION, TORUS CAPITAL, LLC. (ATTACHMENTS: #1 EXHIBIT A - PROPOSED FOURTH AMENDED CIVIL CASE MANAGEMENT PLAN AND SCHEDULING ORDER, #2 EXHIBIT B - REDLINE).(BROCKETT, DANIEL) (ENTERED: 05/01/2020)

(#295) NOTICE OF APPEARANCE BY NICHOLAS GERSCHMAN ON BEHALF OF IOWA PUBLIC EMPLOYEES' RETIREMENT SYSTEM, LOS ANGELES COUNTY EMPLOYEES RETIREMENT ASSOCIATION, ORANGE COUNTY EMPLOYEES RETIREMENT SYSTEM, SONOMA COUNTY EMPLOYEES' RETIREMENT ASSOCIATION, TORUS CAPITAL, LLC..(GERSCHMAN, NICHOLAS) (ENTERED: 05/01/2020)

***NOTICE TO COURT REGARDING PROPOSED ORDER. DOCUMENT NO. #10 PROPOSED ORDER WAS REVIEWED AND APPROVED AS TO FORM. (KM) (ENTERED: 03/09/2022)

(#10) PROPOSED ORDER. DOCUMENT FILED BY JUDITH GREENBLATT, STEVEN JACOB GREENBLATT, WILLIAM GREENBLATT, GREENBLATT FAMILY INVESTMENTS LLC, MONTAGUE STREET LP, THE BRANDON T. GREENBLATT 2015 TRUST, THE MAGGIE S. GREENBLATT 2015 TRUST, THE STEVEN JACOB GREENBLATT 2015 TRUST. RELATED DOCUMENT NUMBER: #7 ..(ROLNICK, LAWRENCE) PROPOSED ORDER TO BE REVIEWED BY CLERK'S OFFICE STAFF. (ENTERED: 03/08/2022)

(#347) STIPULATION AND ORDER REGARDING CLASS CERTIFICATION BRIEFING AND DISCOVERY SCHEDULE: THEREFORE, IT IS HEREBY ORDERED: 1. DEFENDANTS SHALL FILE THEIR OPPOSITION TO PLAINTIFFS' MOTION FOR CLASS CERTIFICATION BY NO LATER THAN JUNE 3, 2016. THE PAGE LIMIT FOR THE OPPOSITION SHALL BE EXTENDED TO 50 PAGES. 2. PLAINTIFFS SHALL COMPLETE ANY DEPOSITIONS OR OTHER DISCOVERY PLAINTIFFS HAVE SOUGHT OR MAY SEEK (EITHER AGREED TO BY DEFENDANTS OR AUTHORIZED BY THE COURT) THAT IS REASONABLY RELATED TO REPLYING TO DEFENDANTS' OPPOSITION, AND SHALL FILE THEIR REPLY BY NO LATER THAN SEPTEMBER 26, 2016. (AS FURTHER SET FORTH IN THIS ORDER) (DEPOSITION DUE BY 9/26/2016., DISCOVERY DUE BY 9/26/2016., RESPONSES DUE BY 6/3/2016, REPLIES DUE BY 9/26/2016.) (SIGNED BY JUDGE LORETTA A. PRESKA ON 3/16/2016) (KL) (ENTERED: 03/16/2016)

(#346) NOTICE OF APPEARANCE BY PATRICK JOSEPH CAMPBELL ON BEHALF OF WARNER MUSIC GROUP CORP.. (CAMPBELL, PATRICK) (ENTERED: 03/01/2016)

(#46) STIPULATION AND ORDER, IT IS HEREBY STIPULATED AND AGREED, BY AND BETWEEN THE PARTIES THROUGH THEIR RESPECTIVE UNDERSIGNED COUNSEL, AS FOLLOWS: 1. THE DEADLINE FOR JOINDER OF ADDITIONAL PARTIES SHALL BE EXTENDED UP THROUGH AND INCLUDING FEBRUARY 14, 2023. 2. ALL OTHER DEADLINES SET FORTH IN THE CMP SHALL REMAIN IN PLACE. 3. THIS STIPULATION MAY BE SIGNED IN COUNTERPARTS, EACH OF WHICH SHALL BE DEEMED AN ORIGINAL AND, WHEN COMBINED WITH THE OTHER(S), SHALL CONSTITUTE ONE AND THE SAME INSTRUMENT. SCANNED AND ELECTRONIC COPIES OF SIGNATURES SHALL HAVE THE SAME EFFECT AS INK SIGNED ORIGINALS. SO ORDERED. (JOINDER OF PARTIES DUE BY 2/14/2023.) (SIGNED BY JUDGE JED S. RAKOFF ON 2/1/2023) (KV) (ENTERED: 02/02/2023)

(#45) PROTECTIVE ORDER...REGARDING PROCEDURES TO BE FOLLOWED THAT SHALL GOVERN THE HANDLING OF CONFIDENTIAL MATERIAL... SO ORDERED. (SIGNED BY JUDGE JED S. RAKOFF ON 1/30/2023) (KV) (ENTERED: 01/30/2023)

(#34) ORDER: DISCOVERY IN THESE MATTERS IS STAYED UNTIL JULY 12, 2013 EXCEPT WITH RESPECT TO ISSUES CONCERNING PLAINTIFFS' RELIANCE AND DAMAGES. DISCOVERY WITH RESPECT TO THESE TWO MATTERS MAY PROCEED AT COUNSEL'S DISCRETION. DEFENDANTS' COUNSEL IS TO PROMPTLY ADVISE ME OF THE OUTCOME OF THE JULY 12, 2013 CONFERENCE SCHEDULED BEFORE JUDGE SWAIN OR OF ANY ADJOURNMENT OF THE CONFERENCE. DISCOVERY DUE BY 7/12/2013. (SIGNED BY MAGISTRATE JUDGE HENRY B. PITMAN ON 5/15/2013) (FT) (ENTERED: 05/15/2013)

(#33) ENDORSED LETTER ADDRESSED TO MAGISTRATE JUDGE HENRY B. PITMAN FROM STEVEN E. FINEMAN, BLAIR A. NICHOLAS AND DAVID A. THORPE DATED 5/9/2013 RE: COUNSEL REQUESTS THE COURT'S PERMISSION TO FILE A TWO-PAGE REPLY IN SUPPORT OF PLAINTIFFS' MOTION TO STAY THE OPT-OUT ACTIONS UNTIL AFTER THE UPCOMING TRIAL IN THE RELATED SECURITIES CLASS ACTION, IN RE PFIZER INC. SECURITIES LITIGATION. ENDORSEMENT: APPLICATION GRANTED. (SIGNED BY MAGISTRATE JUDGE HENRY B. PITMAN ON 5/9/2013) (FT) (ENTERED: 05/10/2013)

(#37) LETTER ADDRESSED TO JUDGE LEWIS A. KAPLAN FROM MARK D. ALLISON DATED DECEMBER 18, 2018 RE: PROPOSED ORDER OUTLINING THE ROLE OF LEAD COUNSEL. DOCUMENT FILED BY ACKVIEW SOLO 401K PLAN, AEROVANE LOGISTICS LLC ROTH 401K PLAN, MICHAEL BEN-JACOB, TODD BERGERON, BLACKRAIN PEGASUS LLC SOLO 401K PLAN, BLUE OCEAN EQUITY LLC RETIREMENT PLAN, DOSTON BRADLEY, CSCC CAPITAL PENSION PLAN, BRADLEY CRESCENZO, GAVIN CRESCENZO, DELGADO FOX LLC SOLO 401K PLAN, SEAN DRISCOLL, EDGEPOINT CAPITAL LLC ROTH 401K PLAN, FIFTYEIGHTSIXTY LLC SOLO 401K PLAN, GYOS 23 LLC SOLO 401K PLAN, HEADSAIL MANUFACTURING LLC ROTH 401K PLAN, JML CAPITAL LLC 401K PLAN, KK LAW FIRM RETIREMENT PLAN TRUST, KEVIN KENNING, THOMAS KERTELITS, ROBERT KLUGMAN, JOHN LACHANCE, ROGER LEHMAN, NYCATX LLC SOLO 401K PLAN, VINCENT NATOLI, NATOLI MANAGEMENT PENSION PLAN, NOVA FONTA TRADING LLC 401K PLAN, ONEZEROFIVE LLC SOLO 401K PLAN, PEGASUS FOX 23 LLC SOLO 401K PLAN, SVETLIN PETKOV, MITCHELL PROTASS, RANDOM HOLDINGS 401K PLAN, SANFORD VILLA PENSION PLAN, THE 78 YORKTOWN PENSION PLAN, THE ARIA PENSION PLAN, THE ASTON ADVISORS LLC 401K PLAN, THE ATLANTIC DHR 401K PLAN, THE BALMORAL MANAGEMENT LLC 401K PENSION PLAN, THE BEECH TREE PARTNERS 401K PLAN, THE BELFORTE PENSION PLAN, THE BELLA CONSULTANTS PENSION PLAN, THE BLACKBIRD 401K PLAN, THE BRADLEY LONDON PENSION PLAN, THE BRAVOS ADVISORS 401K PLAN, THE BUSBY BLACK 401K PLAN, THE CSCC CAPITAL PENSION PLAN, THE CAMBRIDGE TOWN LINE PENSION PLAN, THE CANADA ROCK LLC 401K PLAN, THE CARDINAL CONSULTING PENSION PLAN, THE CHAMBERS PROPERTY MANAGEMENT LLC 401K PLAN, THE COSTELLO ADVISORS PENSION PLAN, THE CROW ASSOCIATES PENSION PLAN, THE DMR PENSION PLAN, THE DIAMOND SCOTT CAPITAL PENSION PLAN, THE DINK14 LLC 401K PLAN, THE DOSMON BLY PENSION PLAN, THE EGRET ASSOCIATES LLC 401K PLAN, THE ESKIN PENSION PLAN, THE EVERYTHING CLEAN LLC 401K PLAN, THE FWC CAPITAL LLC PENSION PLAN, THE FIELDCREST PENSION PLAN, THE GREEN GROUP SITE PENSION PLAN, THE HAWK GROUP PENSION PLAN, THE HERON ADVISORS PENSION PLAN, THE HIBISCUS PARTNERS LLC 401K PLAN, THE HOBOKEN ADVISORS LLC 401K PLAN, THE HOTEL FROMANCE PENSION PLAN, THE HOUSTON ROCCO LLC 401K PLAN, THE ISDB PENSION PLAN, THE INDIA BOMBAY LLC 401K PENSION PLAN, THE JT HEALTH CONSULTING LLC 401K PLAN, THE JAYFRAN BLUE PENSION PLAN, THE JOANNE E. BRADLEY SOLO 401K PLAN, THE JUMP GROUP LLC 401K PLAN, THE KASV GROUP PENSION PLAN, THE KODIAK CAPITAL PENSION PLAN, THE KRABI HOLDINGS LLC 401K PLAN, THE KYBER PENSION PLAN, THE LBR CAPITAL PENSION PLAN, THE LAKEVIEW ADVISORS 401K PLAN, THE LERICI CAPITAL PENSION PLAN, THE LUDLOW HOLDINGS 401K PLAN, THE M2F WELLNESS LLC 401K PLAN, THE MPQ HOLDINGS LLC 401K PLAN, THE MAPLE ADVISORS LLC 401K PLAN, THE MONIN AMPER PENSION PLAN, THE MOUNTAIN AIR LLC 401K PLAN, THE MUELLER INVESTMENTS PENSION PLAN, THE NYC STANISMORE PENSION PLAN, THE OAK TREE ONE 401K PLAN, THE OAKS GROUP PENSION PLAN, THE OSPREY ASSOCIATES LLC 401K PLAN, THE PATRICK PARTNERS CONGLOMERATE PENSION PLAN, THE PETKOV MANAGEMENT LLC 401K PLAN, THE PETKOV PARTNERS PENSION PLAN, THE PROPER PACIFIC LLC 401K PLAN, THE RDL CONSULTING GROUP LLC PENSION PLAN, THE REGOLETH PENSION PLAN, THE ROBIN DANIEL PENSION PLAN, THE SKSL LLC PENSION PLAN, THE SPKK LLC 401K PLAN, THE SVP 401K PLAN, THE SABA CAPITAL LLC 401K PLAN, THE SANDPIPER PENSION PLAN, THE SEA BRIGHT ADVISORS LLC 401K PLAN, THE SECTOR 230 LLC 401K PLAN, THE SHAPIRO BLUE MANAGEMENT LLC 401K PLAN, THE SINCLAIR PENSION PLAN, THE SKYBAX LLC 401K PLAN, THE SNOW HILL PENSION PLAN, THE STARK PENSION PLAN, THE STOR CAPITAL CONSULTING LLC 401K PLAN, THE TKKJ LLC 401K PLAN, THE TAG REALTY ADVISORS LLC 401K, THE TEXAS ROCCO LLC 401K PLAN, THE THROCKMORTON REALTY ADVISORS 401K PLAN, THE WAVE MAVEN LLC 401K PLAN, THE WEST RIVER PENSION PLAN, THE WESTPORT ADVISORS LLC 401K PLAN, THE WESTRIDGE AVE LLC 401K PLAN, THE ZEN TRAINING LLC 401(K) PLAN, MATTHEW TUCCI, VALERIUS LLC SOLO 401K PLAN, CARL ANDREW VERGARI.FILED IN ASSOCIATED CASES: 1:18-MD-02865-LAK ET AL.(ALLISON, MARK) (ENTERED: 12/19/2018)

(#36) PROPOSED ORDER. DOCUMENT FILED BY MATTHEW TUCCI, ACKVIEW SOLO 401K PLAN, AEROVANE LOGISTICS LLC ROTH 401K PLAN, MICHAEL BEN-JACOB, TODD BERGERON, BLACKRAIN PEGASUS LLC SOLO 401K PLAN, BLUE OCEAN EQUITY LLC RETIREMENT PLAN, DOSTON BRADLEY, CSCC CAPITAL PENSION PLAN, BRADLEY CRESCENZO, GAVIN CRESCENZO, DELGADO FOX LLC SOLO 401K PLAN, SEAN DRISCOLL, EDGEPOINT CAPITAL LLC ROTH 401K PLAN, FIFTYEIGHTSIXTY LLC SOLO 401K PLAN, GYOS 23 LLC SOLO 401K PLAN, HEADSAIL MANUFACTURING LLC ROTH 401K PLAN, KK LAW FIRM RETIREMENT PLAN TRUST, KEVIN KENNING, THOMAS KERTELITS, ROBERT KLUGMAN, JOHN LACHANCE, ROGER LEHMAN, NYCATX LLC SOLO 401K PLAN, VINCENT NATOLI, NATOLI MANAGEMENT PENSION PLAN, NOVA FONTA TRADING LLC 401K PLAN, ONEZEROFIVE LLC SOLO 401K PLAN, PEGASUS FOX 23 LLC SOLO 401K PLAN, SVETLIN PETKOV, MITCHELL PROTASS, RANDOM HOLDINGS 401K PLAN, SANFORD VILLA PENSION PLAN, THE 78 YORKTOWN PENSION PLAN, THE ARIA PENSION PLAN, THE ASTON ADVISORS LLC 401K PLAN, THE ATLANTIC DHR 401K PLAN, THE BALMORAL MANAGEMENT LLC 401K PENSION PLAN, THE BEECH TREE PARTNERS 401K PLAN, THE BELFORTE PENSION PLAN, THE BELLA CONSULTANTS PENSION PLAN, THE BLACKBIRD 401K PLAN, THE BRADLEY LONDON PENSION PLAN, THE BRAVOS ADVISORS 401K PLAN, THE BUSBY BLACK 401K PLAN, THE CSCC CAPITAL PENSION PLAN, THE CAMBRIDGE TOWN LINE PENSION PLAN, THE CANADA ROCK LLC 401K PLAN, THE CARDINAL CONSULTING PENSION PLAN, THE CHAMBERS PROPERTY MANAGEMENT LLC 401K PLAN, THE COSTELLO ADVISORS PENSION PLAN, THE CROW ASSOCIATES PENSION PLAN, THE DMR PENSION PLAN, THE DIAMOND SCOTT CAPITAL PENSION PLAN, THE DINK14 LLC 401K PLAN, THE DOSMON BLY PENSION PLAN, THE EGRET ASSOCIATES LLC 401K PLAN, THE ESKIN PENSION PLAN, THE EVERYTHING CLEAN LLC 401K PLAN, THE FWC CAPITAL LLC PENSION PLAN, THE FIELDCREST PENSION PLAN, THE GREEN GROUP SITE PENSION PLAN, THE HAWK GROUP PENSION PLAN, THE HERON ADVISORS PENSION PLAN, THE HIBISCUS PARTNERS LLC 401K PLAN, THE HOBOKEN ADVISORS LLC 401K PLAN, THE HOTEL FROMANCE PENSION PLAN, THE HOUSTON ROCCO LLC 401K PLAN, THE ISDB PENSION PLAN, THE INDIA BOMBAY LLC 401K PENSION PLAN, THE JT HEALTH CONSULTING LLC 401K PLAN, THE JAYFRAN BLUE PENSION PLAN, THE JOANNE E. BRADLEY SOLO 401K PLAN, THE JUMP GROUP LLC 401K PLAN, THE KASV GROUP PENSION PLAN, THE KODIAK CAPITAL PENSION PLAN, THE KRABI HOLDINGS LLC 401K PLAN, THE KYBER PENSION PLAN, THE LBR CAPITAL PENSION PLAN, THE LAKEVIEW ADVISORS 401K PLAN, THE LERICI CAPITAL PENSION PLAN, THE LUDLOW HOLDINGS 401K PLAN, THE M2F WELLNESS LLC 401K PLAN, THE MPQ HOLDINGS LLC 401K PLAN, THE MAPLE ADVISORS LLC 401K PLAN, THE MONIN AMPER PENSION PLAN, THE MOUNTAIN AIR LLC 401K PLAN, THE MUELLER INVESTMENTS PENSION PLAN, THE NYC STANISMORE PENSION PLAN, THE OAK TREE ONE 401K PLAN, THE OAKS GROUP PENSION PLAN, THE OSPREY ASSOCIATES LLC 401K PLAN, THE PATRICK PARTNERS CONGLOMERATE PENSION PLAN, THE PETKOV MANAGEMENT LLC 401K PLAN, THE PETKOV PARTNERS PENSION PLAN, THE PROPER PACIFIC LLC 401K PLAN, THE RDL CONSULTING GROUP LLC PENSION PLAN, THE REGOLETH PENSION PLAN, THE ROBIN DANIEL PENSION PLAN, THE SKSL LLC PENSION PLAN, THE SPKK LLC 401K PLAN, THE SVP 401K PLAN, THE SABA CAPITAL LLC 401K PLAN, THE SANDPIPER PENSION PLAN, THE SEA BRIGHT ADVISORS LLC 401K PLAN, THE SECTOR 230 LLC 401K PLAN, THE SHAPIRO BLUE MANAGEMENT LLC 401K PLAN, THE SINCLAIR PENSION PLAN, THE SKYBAX LLC 401K PLAN, THE SNOW HILL PENSION PLAN, THE STARK PENSION PLAN, THE STOR CAPITAL CONSULTING LLC 401K PLAN, THE TKKJ LLC 401K PLAN, THE TAG REALTY ADVISORS LLC 401K, THE TEXAS ROCCO LLC 401K PLAN, THE THROCKMORTON REALTY ADVISORS 401K PLAN, THE WAVE MAVEN LLC 401K PLAN, THE WEST RIVER PENSION PLAN, THE WESTPORT ADVISORS LLC 401K PLAN, THE WESTRIDGE AVE LLC 401K PLAN, THE ZEN TRAINING LLC 401(K) PLAN, VALERIUS LLC SOLO 401K PLAN, CARL ANDREW VERGARI. (ALLISON, MARK) PROPOSED ORDER TO BE REVIEWED BY CLERK'S OFFICE STAFF. (ENTERED: 12/18/2018)

(#24) MEMO ENDORSEMENT ON RE: #22 LETTER, FILED BY JASMIN SAHMANOVIC, FATIMA KUKIC. ENDORSEMENT: APPLICATION GRANTED. THE COURT IS IN RECEIPT OF THE PARTIES' SETTLEMENT AGREEMENT. THE COURT HAS REVIEWED THE PROPOSAL IN LIGHT OF CHEEKS V. FREEPORT PANCAKE HOUSE, INC., 796 F.3D 199 (2D CIR. 2015), LOPEZ V. NIGHTS OF CABIRIA, 96 F. SUPP. 3D 170 (S.D.N.Y. 2015), AND WOLINSKY V. SCHOLASTIC INC., 900 F. SUPP. 2D 332 (S.D.N.Y. 2012), AND FINDS THAT THE SETTLEMENT IS FAIR. THE COURT NOTES THAT THE ATTORNEYS FEES, PROVIDED FOR IN SECTION 1(A)(III) OF THE SETTLEMENT AGREEMENT, WERE CALCULATED USING THE PERCENTAGE METHOD AND REPRESENT ONE THIRD OF THE TOTAL SETTLEMENT AMOUNT. WHILE THE COURT FINDS THOSE FEES TO BE REASONABLE, THE COURT DOES NOT MAKE ANY FINDING AS TO THE REASONABLENESS OF COUNSELS HOURLY RATE. THE COURT WILL ENDORSE UNDER SEPARATE COVER THE STIPULATION OF DISMISSAL THAT THE PARTIES FILED ALONGSIDE THEIR SETTLEMENT AGREEMENT. SO ORDERED. (SIGNED BY JUDGE KATHERINE POLK FAILLA ON 12/26/2018) (KV) (ENTERED: 12/26/2018)

(#23) STIPULATION AND ORDER OF DISMISSAL WITH PREJUDICE: IT IS HEREBY STIPULATED AND AGREED, BY AND BETWEEN THE PARTIES, AND ORDERED BY THE COURT, THAT: (A) THE PARTIES SETTLEMENT OF CLAIMS UNDER THE FAIR LABOR STANDARDS ACT IS FAIR AND REASONABLE, AND IS APPROVED UNDER CHEEKS V. FREEPORT PANCAKE HOUSE, INC., 796 F.3D 199 (2D CIR. 2015), AND WOLINSKY V. SCHOLASTIC, INC., 900 F. SUPP. 2D 332 (S.D.N.Y. 2012); (B) THE ABOVE-CAPTIONED ACTION IS DISMISSED WITH PREJUDICE PURSUANT TO RULE 41(A)(2) OF THE FEDERAL RULES OF CIVIL PROCEDURE, AND WITHOUT AN AWARD OF COSTS, DISBURSEMENTS, OR ATTORNEYS FEES TO ANY PARTY EXCEPT AS OTHERWISE PROVIDED FOR IN THE PARTIES SETTLEMENT AGREEMENT; AND (C) THE COURT SHALL RETAIN JURISDICTION OF THIS MATTER FOR THE SOLE PURPOSE OF ENFORCING THE PARTIES SETTLEMENT AGREEMENT AND ENTERING JUDGMENT IN ACCORDANCE THEREWITH SHOULD THAT BECOME NECESSARY. SO ORDERED. (SIGNED BY JUDGE KATHERINE POLK FAILLA ON 12/26/2018) (JCA) (ENTERED: 12/26/2018)

(#84) ORDER GRANTING #81 LETTER MOTION FOR DISCOVERY. APPLICATION GRANTED: DEFENDANT PROJECT 28 CLOTHING, LLC'S ANTICIPATED MOTION TO COMPEL DEPOSITIONS IS HEREBY ADDED TO THE AGENDA FOR THE DISCOVERY CONFERENCE NOW SCHEDULED FOR MARCH 2, 2018. APPLICATION GRANTED. (SIGNED BY MAGISTRATE JUDGE KATHARINE H. PARKER ON 2/6/18) (YV) (ENTERED: 02/06/2018)

(#83) MEMO ENDORSEMENT ON RE: #82 LETTER REQUESTING ADJOURNMENT OF DISCOVERY CONFERENCE, FILED BY STANDARD FABRICS INTERNATIONAL, INC. ENDORSEMENT: APPLICATION GRANTED: THE DISCOVERY CONFERENCE SCHEDULED FOR FEBRUARY 27, 2018 IS HEREBY RESCHEDULED FOR FRIDAY, MARCH 2, 2018 AT 2:00 P.M. IN COURTROOM 17-D, UNITED STATES COURTHOUSE, 500 PEARL STREET, NEW YORK, NEW YORK. APPLICATION GRANTED., (DISCOVERY HEARING SET FOR 3/2/2018 AT 02:00 PM IN COURTROOM 17D, 500 PEARL STREET, NEW YORK, NY 10007 BEFORE MAGISTRATE JUDGE KATHARINE H. PARKER.) (SIGNED BY MAGISTRATE JUDGE KATHARINE H. PARKER ON 2/6/18) (YV) (ENTERED: 02/06/2018)

(#107) STIPULATION AND ORDER EXTENDING DISCOVERY DEADLINES: IT IS HEREBY STIPULATED AND AGREED, BY AND AMONG COUNSEL FOR THE UNDERSIGNED PARTIES, SUBJECT TO THE APPROVAL AND ORDER OF THE COURT, THAT THE FOLLOWING DISCOVERY DEADLINES SET FORTH UNDER THE CIVIL CASE MANAGEMENT PLAN AND SCHEDULING ORDER ENTERED BY THE COURT ON OCTOBER 17, 2014 (SEE ECF NO. 43, IN CIVIL ACTION NO. 14-CV-2497) AND FEBRUARY 23, 2015 (SEE ECF NO. 38, IN CIVIL ACTION NO. 14-CV-7934) AS AMENDED MOST RECENTLY BY THE COURT'S ORDER OF JANUARY 19, 2016 (ECF NO. 53, IN CIVIL ACTION NO. 14-CV-7934), (COLLECTIVELY, "10/17/14 SCHEDULING ORDER"), AND THE CIVIL CASE MANAGEMENT PLAN AND SCHEDULING ORDER ENTERED BY THE COURT ON FEBRUARY 2, 2016 (SEE ECF NO. 20, IN CIVIL ACTION NO. 15-CV-3935), IN THE ABOVE CAPTIONED ACTIONS BE MODIFIED. SO ORDERED. ( EXPERT DISCOVERY DUE BY 7/22/2016., FACT DISCOVERY DUE BY 4/6/2016.) (SIGNED BY JUDGE PAUL A. CROTTY ON 2/29/2016) (AMA) (ENTERED: 02/29/2016)

(#106) ORDER IN RE APPLICATION FOR LETTERS ROGATORY: UPON THE APPLICATION OF DEFENDANTS COUNTERCLAIM-PLAINTIFFS SAWAI USA, INC., SAWAI PHARMACEUTICAL CO., LTD., AMNEAL PHARMACEUTICALS LLC, MYLAN PHARMACEUTICALS INC., MYLAN INC., ORIENT PHARMA CO., LTD., AND ZYDUS PHARMACEUTICALS (USA) INC., CADILA HEALTHCARE LTD. (D/B/A ZYDUS CADILA)( COLLECTIVELY "DEFENDANTS") AND PURSUANT TO ARTICLE 17 OF THE UNITED STATES- JAPAN CONSULAR CONVENTION,YOU HAVE BEEN DULY APPOINTED AND YOU ARE HEREBY AUTHORIZED TO TAKE ORAL DEPOSITIONS AT THE UNITED STATES EMBASSY IN TOKYO, JAPAN OF THE FOLLOWING WITNESS WHO WILL APPEAR VOLUNTARILY: COMMENCING ON OR ABOUT FEBRUARY 16, 2016 AT 8:30A.M. AND TERMINATING ON OR ABOUT FEBRUARY 18, 2016 AT 1 P.M. AND TO MARK ANY DOCUMENTARY EXHIBITS IN CONNECTION THEREWITH. (SIGNED BY JUDGE PAUL A. CROTTY ON 2/01/2016) (AMA) (ENTERED: 02/01/2016)

(#158) LETTER MOTION FOR CONFERENCE PURSUANT TO SECTION 2.A OF THE COURT'S INDIVIDUAL PRACTICES ADDRESSED TO JUDGE RICHARD J. SULLIVAN FROM JEFFREY R. MANN DATED FEBRUARY 27, 2014. DOCUMENT FILED BY ENZO BIOCHEM, INC., ENZO LIFE SCIENCES, INC..(MANN, JEFFREY) (ENTERED: 02/27/2014)

(#157) ORDER: FOR THE REASONS SET FORTH ABOVE, IT IS HEREBY ORDERED THAT ENZO'S MOTIONS TO COMPEL AND FOR SANCTIONS ARE DEEMED MADE AND DENIED. (SIGNED BY JUDGE RICHARD J. SULLIVAN ON 2/26/2014) (DJC) (ENTERED: 02/27/2014)

(#21) NOTICE OF WITHDRAWAL OF MICHAEL E. WILES AS COUNSEL. DOCUMENT FILED BY GEO CURRENCIES LTD. S.A., HERMES INTERNATIONAL FUND LIMITED, LAGOON INVESTMENT LIMITED, THEMA FUND LTD., THEMA INTERNATIONAL FUND PLC, THEMA WISE INVESTMENTS LTD. (MOODHE, JOSEPH) (ENTERED: 03/13/2015)

(#20) NOTICE OF APPEARANCE BY SHANNON ROSE SELDEN ON BEHALF OF GEO CURRENCIES LTD. S.A., HERMES INTERNATIONAL FUND LIMITED, LAGOON INVESTMENT LIMITED, THEMA FUND LTD., THEMA INTERNATIONAL FUND PLC, THEMA WISE INVESTMENTS LTD. (SELDEN, SHANNON) (ENTERED: 02/27/2015)

(#37) MANDATE OF USCA (CERTIFIED COPY) AS TO #36 NOTICE OF APPEAL, FILED BY RUSSELL OASIS, SUSANNE STONE MARSHALL, ADELE FOX, MARSHA PESHKIN. USCA CASE NUMBER 15-1869. ORDERED THAT THE APPEAL IS DISMISSED.. CATHERINE O'HAGAN WOLFE, CLERK USCA FOR THE SECOND CIRCUIT. ISSUED AS MANDATE: 10/09/2015. (ND) (ENTERED: 10/09/2015)

APPEAL RECORD SENT TO USCA (ELECTRONIC FILE). CERTIFIED INDEXED RECORD ON APPEAL ELECTRONIC FILES FOR #36 NOTICE OF APPEAL, FILED BY RUSSELL OASIS, SUSANNE STONE MARSHALL, ADELE FOX, MARSHA PESHKIN WERE TRANSMITTED TO THE U.S. COURT OF APPEALS. (TP) (ENTERED: 06/10/2015)

(#21) MOTION FOR LINH K. NGUYEN TO APPEAR PRO HAC VICE . FILING FEE $ 200.00, RECEIPT NUMBER ANYSDC-26120850. MOTION AND SUPPORTING PAPERS TO BE REVIEWED BY CLERK'S OFFICE STAFF. DOCUMENT FILED BY APPHARVEST, INC., KIRAN BHATRAJU, CIARA BURNHAM, GREGORY COUCH, LOREN EGGLETON, DAVID LEE, ANNA MASON, R. GEOF ROCHESTER, MARTHA STEWART, JEFFREY UBBEN, JONATHAN WEBB. (ATTACHMENTS: #1 AFFIDAVIT /DECLARATION OF LINH K. NGUYEN IN SUPPORT, #2 EXHIBIT CERTIFICATE OF GOOD STANDING CA, #3 TEXT OF PROPOSED ORDER ORDER GRANTING PRO HAC VICE).(NGUYEN, LINH) (ENTERED: 05/09/2022)

(#20) MOTION FOR PETER M. ADAMS TO APPEAR PRO HAC VICE . FILING FEE $ 200.00, RECEIPT NUMBER ANYSDC-26120572. MOTION AND SUPPORTING PAPERS TO BE REVIEWED BY CLERK'S OFFICE STAFF. DOCUMENT FILED BY APPHARVEST, INC., KIRAN BHATRAJU, CIARA BURNHAM, GREGORY COUCH, LOREN EGGLETON, DAVID LEE, ANNA MASON, R. GEOF ROCHESTER, MARTHA STEWART, JEFFREY UBBEN, JONATHAN WEBB. (ATTACHMENTS: #1 AFFIDAVIT /DECLARATION OF PETER M. ADAMS IN SUPPORT, #2 EXHIBIT CERTIFICATE OF GOOD STANDING CA, #3 TEXT OF PROPOSED ORDER ORDER GRANTING PRO HAC VICE).(ADAMS, PETER) (ENTERED: 05/09/2022)