In re Pareteum Securities Litigation

Docket(#277) NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a HEARING proceeding held on 10/12/2022 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:19-cv-09767-AKH, 1:19-cv-09795-AKH, 1:19-cv-09849-AKH, 1:20-cv-03738-AKH.(McGuirk, Kelly) (Entered: 12/23/2022)

Docket(#276) TRANSCRIPT of Proceedings re: HEARING held on 10/12/2022 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Amy Walker, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/13/2023. Redacted Transcript Deadline set for 1/23/2023. Release of Transcript Restriction set for 3/23/2023.Filed In Associated Cases: 1:19-cv-09767-AKH, 1:19-cv-09795-AKH, 1:19-cv-09849-AKH, 1:20-cv-03738-AKH.(McGuirk, Kelly) (Entered: 12/23/2022)

DocketTerminate Transcript Deadlines Associated Cases: 1:19-cv-09767-AKH, 1:19-cv-09795-AKH, 1:19-cv-09849-AKH, 1:20-cv-03738-AKH(ama) (Entered: 12/20/2022)

Docket(#275) ORDER PRELIMINARILY APPROVING SETTLEMENT AND PROVIDING FOR NOTICE OF PENDENCY: This Court, having reviewed and considered the Settling Parties' Stipulations of Settlement dated July 14, 2022 and September 7, 2022 and their Amended Stipulations of Settlement dated October 25, 2022, and Plaintiffs' motion for an order preliminarily approving the Settlement, ORDERS: As set forth herein. The Settlement Fairness Hearing shall be held before this Court on April 25, 2023 at 10:30 a.m., at the united States District Court for the Southern District of New York, 500 Pearl Street, Courtroom 14D, New York, NY 10007. The following schedule of dates shall govern the resolution of this Settlement: as set forth herein.SO ORDERED., ( Fairness Hearing set for 4/25/2023 at 10:30 AM in Courtroom 14D, 500 Pearl Street, New York, NY 10007 before Judge Alvin K. Hellerstein.) (Signed by Judge Alvin K. Hellerstein on 12/20/2022) Filed In Associated Cases: 1:19-cv-09767-AKH, 1:19-cv-09795-AKH, 1:19-cv-09849-AKH, 1:20-cv-03738-AKH (ama) (Entered: 12/20/2022)

Docket(#274) SETTLEMENT AGREEMENT Amended Stipulation of Settlement. Document filed by Kevin Ivkovich, Stephen D Jones, Keith M Moore, Nicholas Steffey, Robert E Whitley. (Attachments: #1 Exhibit A - Proposed preliminary approval order, #2 Exhibit A-1 - Long-form notice, #3 Exhibit A-2 - Proof of Claim, #4 Exhibit A-3 - Summary Notice, #5 Exhibit A-4 - Postcard Notice, #6 Exhibit B - Proposed final judgment).(Miller, Kim) (Entered: 12/16/2022)

Docket(#273) SETTLEMENT AGREEMENT Amended Stipulation of Settlement. Document filed by Kevin Ivkovich, Stephen D Jones, Keith M Moore, Nicholas Steffey, Robert E Whitley. (Attachments: #1 Exhibit A - Proposed preliminary approval order, #2 Exhibit A-1 - Long-form notice, #3 Exhibit A-2 - Proof of Claim, #4 Exhibit A-3 - Summary Notice, #5 Exhibit A-4 - Postcard Notice, #6 Exhibit B - Proposed final judgment).(Miller, Kim) (Entered: 12/16/2022)

Docket(#272) LETTER addressed to Judge Alvin K. Hellerstein from Kim E. Miller dated December 16, 2022 re: entry of Comfort Order and revision of Settlement documents. Document filed by Kevin Ivkovich, Stephen D Jones, Keith M Moore, Nicholas Steffey, Robert E Whitley. (Attachments: #1 Exhibit Comfort Order, #2 Exhibit Redline of Indiv Defs' Stipulation, #3 Exhibit Redline of Squar Milner Stipulation, #4 Exhibit Redline of proposed preliminary approval order, #5 Exhibit Redline of long-form notice, #6 Exhibit Redline of proposed final approval order, #7 Exhibit Proposed preliminary approval order).(Miller, Kim) (Entered: 12/16/2022)

Docket(#271) MEMO ENDORSEMENT on re: #270 Letter, filed by Nicholas Steffey, Stephen D Jones, Kevin Ivkovich, Keith M Moore, Robert E Whitley. ENDORSEMENT: Accepted for filing. (Signed by Judge Alvin K. Hellerstein on 11/15/2022) (rro) (Entered: 11/15/2022)

Docket(#270) LETTER addressed to Judge Alvin K. Hellerstein from Kim E. Miller dated November 14, 2022 re: status of pending motion for Comfort Order in Pareteum's bankruptcy proceedings. Document filed by Kevin Ivkovich, Stephen D Jones, Keith M Moore, Nicholas Steffey, Robert E Whitley..(Miller, Kim) (Entered: 11/14/2022)

Docket(#269) SCHEDULING ORDER: The parties are hereby ordered to appear for a preliminary settlement approval hearing on October 12, 2022, at 3:00 p.m., in Courtroom 14D. No later than October 5, 2022, at 12:00 p.m., the parties shall jointly submit to the court (via the email address HellersteinNYSDChambers@nysd.uscourts.gov) a list of all counsel expected to appear on the record, along with their contact information. SO ORDERED. Settlement Conference set for 10/12/2022 at 03:00 PM in Courtroom 14D, 500 Pearl Street, New York, NY 10007 before Judge Alvin K. Hellerstein. (Signed by Judge Alvin K. Hellerstein on 9/21/2022) (jca) (Entered: 09/21/2022)

Docket(#6) NOTICE OF APPEARANCE by Stephen G. Foresta on behalf of Victor Bozzo, Denis McCarthy, Edward O'Donnell, Pareteum Corporation. (Foresta, Stephen) (Entered: 12/23/2019)

Docket(#5) AFFIDAVIT OF SERVICE. Pareteum Corporation served on 11/20/2019, answer due 12/11/2019. Service was accepted by HEATHER HOWIE, DESIGNEE. Document filed by Kevin O'Brien. (Linkh, Gregory) (Entered: 12/19/2019)

Docket(#4) ELECTRONIC SUMMONS ISSUED as to Victor Bozzo, Denis McCarthy, Edward O'Donnell, Pareteum Corporation. (dnh) (Entered: 10/23/2019)

DocketCase Designated ECF. (dnh) (Entered: 10/23/2019)

DocketMagistrate Judge Gabriel W. Gorenstein is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: #http://nysd.uscourts.gov/forms.php. (dnh) (Entered: 10/23/2019)

DocketCASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Alvin K. Hellerstein. Please download and review the Individual Practices of the assigned District Judge, located at #http://nysd.uscourts.gov/judges/District. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at #http://nysd.uscourts.gov/ecf_filing.php. (dnh) (Entered: 10/23/2019)

Docket***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Gregory Bradley Linkh. The party information for the following party/parties has been modified: Kevin O'Brien. The information for the party/parties has been modified for the following reason/reasons: party text was omitted. (dnh) (Entered: 10/23/2019)

Docket(#3) REQUEST FOR ISSUANCE OF SUMMONS as to Pareteum Corporation, Victor Bozzo, Edward O'Donnell and Denis McCarthy, re: #1 Complaint. Document filed by Kevin O'Brien. (Linkh, Gregory) (Entered: 10/22/2019)

Docket(#2) CIVIL COVER SHEET filed. (Linkh, Gregory) (Entered: 10/22/2019)

Docket(#1) COMPLAINT against Victor Bozzo, Denis McCarthy, Edward O'Donnell, Pareteum Corporation. (Filing Fee $ 400.00, Receipt Number ANYSDC-17817310)Document filed by Kevin O'Brien.(Linkh, Gregory) (Entered: 10/22/2019)