This case was last updated from PACER on 11/01/2017 at 02:40:04 (UTC).

United States Securities and Exchange Commission v. Gustafson

Case Summary

On 10/31/2017 United States Securities and Exchange Commission filed a Not Yet Classified lawsuit against Gustafson. This case was filed in U.S. District Courts, Minnesota District. The Judges overseeing this case are Steven E. Rau and Wilhelmina M. Wright. The case status is Pending - Other Pending.

Case Details Parties Documents Dockets

 

Case Details

  • Case Number:

    0:17-MC-00055

  • Filing Date:

    10/31/2017

  • Case Status:

    Pending - Other Pending

  • Case Type:

    Not Yet Classified

  • Courthouse:

    Minnesota District

Judge Details

Referral Judge

Steven E. Rau

Presiding Judge

Wilhelmina M. Wright

 

Party Details

Petitioner

United States Securities and Exchange Commission

Defendant

Wynn A. Gustafson

Attorney/Law Firm Details

Petitioner Attorneys

Craig R Baune

Attorney at United States Attorney's Office

300 S 4Th St. Ste 600

Minneapolis, MN 55415

Charles J Kerstetter

Attorney at US Securities & Exchange Commission

175 Jackson Blvd W Ste 900, Suite 900

Chicago, IL 60604-2615

Ariella O. Guardi

Attorney at US Securities and Exchange Commission

175 W. Jackson Blvd., Suite 900

Chicago, IL 60604

 

Court Documents

#6

(#6) NOTICE OF ATTORNEY APPEARANCE/SUBSTITUTION for United States Securities and Exchange Commission. (Guardi, Ariella) (Entered: 10/31/2017)

#5

(#5) NOTICE OF ATTORNEY APPEARANCE/SUBSTITUTION for United States Securities and Exchange Commission. (Guardi, Ariella) (Entered: 10/31/2017)

4 #1

Exhibit(s) 1-7

#4

(#4) Declaration of Trevor Schumacher in Support of #1 Application for an Order Compelling Compliance with Administrative Subpoena filed by United States Securities and Exchange Commission. (Attachments: #1 Exhibit(s) 1-7)(Guardi, Ariella) (Entered: 10/31/2017)

#3

(#3) CERTIFICATE OF SERVICE by United States Securities and Exchange Commission re #1 Application for an Order Compelling Compliance with Administrative Subpoena (Guardi, Ariella) (Entered: 10/31/2017)

#2

(#2) PROPOSED ORDER TO JUDGE re #1 Application for an Order Compelling Compliance with Administrative Subpoena filed by United States Securities and Exchange Commission.(Guardi, Ariella) (Entered: 10/31/2017)

#1

(#1) Application for an Order Compelling Compliance with Administrative Subpoena . (Guardi, Ariella) (Entered: 10/31/2017)

 

Docket Entries

  • 10/31/2017
  • (#7) TEXT ONLY ENTRY: CLERK'S NOTICE OF INITIAL CASE ASSIGNMENT. Case assigned to Judge Wilhelmina M. Wright per Miscellaneous list, referred to Magistrate Judge Steven E. Rau. Please use case number 17mc55 WMW/SER. (AKL) (Entered: 10/31/2017)

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  • 10/31/2017
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  • (#6) NOTICE OF ATTORNEY APPEARANCE/SUBSTITUTION for United States Securities and Exchange Commission. (Guardi, Ariella) (Entered: 10/31/2017)

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  • 10/31/2017
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  • (#5) NOTICE OF ATTORNEY APPEARANCE/SUBSTITUTION for United States Securities and Exchange Commission. (Guardi, Ariella) (Entered: 10/31/2017)

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  • 10/31/2017
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  • (#4) Declaration of Trevor Schumacher in Support of #1 Application for an Order Compelling Compliance with Administrative Subpoena filed by United States Securities and Exchange Commission. (Attachments: #1 Exhibit(s) 1-7)(Guardi, Ariella) (Entered: 10/31/2017)

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  • 10/31/2017
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  • (#3) CERTIFICATE OF SERVICE by United States Securities and Exchange Commission re #1 Application for an Order Compelling Compliance with Administrative Subpoena (Guardi, Ariella) (Entered: 10/31/2017)

    Read MoreRead Less
  • 10/31/2017
  • View Court Documents
  • (#2) PROPOSED ORDER TO JUDGE re #1 Application for an Order Compelling Compliance with Administrative Subpoena filed by United States Securities and Exchange Commission.(Guardi, Ariella) (Entered: 10/31/2017)

    Read MoreRead Less
  • 10/31/2017
  • View Court Documents
  • (#1) Application for an Order Compelling Compliance with Administrative Subpoena . (Guardi, Ariella) (Entered: 10/31/2017)

    Read MoreRead Less
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